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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Bentonville, AR | Ward, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 24, 2021 | n/a | yes | Bentonville, AR|Ward, AR | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 31, 2017 | Mar 17, 2021 | no | Phoenix, AZ | Previous registration |
| EDWARD JONES | National bd RIA | Oct 21, 2014 | Jan 11, 2017 | no | TEMPE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 19, 2014 | Sep 23, 2014 | no | CHANDLER, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Apr 9, 2013 | Apr 30, 2014 | no | PHOENIX, AZ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Sep 28, 2011 | Apr 9, 2013 | no | PHOENIX, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 27, 2011 | Sep 13, 2011 | no | Phoenix, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Dec 11, 2008 | May 18, 2010 | no | PHOENIX, AZ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Mar 27, 2008 | Dec 31, 2008 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 17, 2021 | May 24, 2021 | 68 | Firm change | Ibd to ibd |
| EDWARD JONES | CHARLES SCHWAB & CO., INC. | Jan 11, 2017 | Jan 31, 2017 | 20 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Sep 23, 2014 | Oct 21, 2014 | 28 | Firm change | Wirehouse to ibd |
| USAA FINANCIAL PLANNING SERVICES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 30, 2014 | May 19, 2014 | 19 | Firm change | Other |
| USAA INVESTMENT SERVICES COMPANY | USAA FINANCIAL PLANNING SERVICES | Apr 9, 2013 | Apr 9, 2013 | 0 | Bulk transfer | Other |
| CHARLES SCHWAB & CO., INC. | USAA INVESTMENT SERVICES COMPANY | Sep 13, 2011 | Sep 28, 2011 | 15 | Firm change | Other |
| USAA FINANCIAL PLANNING SERVICES | CHARLES SCHWAB & CO., INC. | May 18, 2010 | Apr 27, 2011 | 344 | Firm change | Other |
| USAA INVESTMENT SERVICES COMPANY | USAA FINANCIAL PLANNING SERVICES | Dec 31, 2008 | Dec 11, 2008 | -20 | Bulk transfer | Other |