DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Simone Oscoff Devenny

Advisor at ALLWORTH FINANCIAL, L.P.

SAN JUAN CAPISTRANO, CA | FOLSOM, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46d2a012-e7ae-4410-3866-af158d44c789

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Nov 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 3, 2014
First registration: Nov 11, 2014
Dual registered: yes, broker-dealer
Other names: Simone Devenny|SIMONE OSCOFF|Simone Oscoff Devenny|SIMONE O DEVENNY
IAPD individual key: 6283155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Jan 8, 2026	n/a	yes	FOLSOM, CA\|SAN JUAN CAPISTRANO, CA	Current employment
PASADENA PRIVATE WEALTH, LLC	Independent wealth	Oct 7, 2024	Feb 10, 2025	no	Irvine, CA	Previous registration
GRATUS CAPITAL, LLC	Former SEC adviser	Aug 10, 2023	May 14, 2024	no	San Juan Capistrano, CA\|ATLANTA, GA	Previous registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 18, 2022	Aug 11, 2023	no	SAN JUAN CAPISTRANO, CA\|PLYMOUTH, MN\|SUNNYVALE, CA	Previous registration
EATON VANCE MANAGEMENT	Asset manager	Jun 2, 2020	Jan 31, 2022	no	BOSTON, MA	Previous registration
MORGAN STANLEY	Wirehouse	Apr 26, 2017	Apr 17, 2020	no	LOS ANGELES, CA\|Los Angeles, CA\|Carlsbad, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 11, 2014	May 16, 2016	no	MISSION VIEJO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PASADENA PRIVATE WEALTH, LLC	ALLWORTH FINANCIAL, L.P.	Feb 10, 2025	Jan 8, 2026	332	Firm change	RIA to ibd
GRATUS CAPITAL, LLC	PASADENA PRIVATE WEALTH, LLC	May 14, 2024	Oct 7, 2024	146	Firm change	RIA to RIA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	GRATUS CAPITAL, LLC	Aug 11, 2023	Aug 10, 2023	-1	Firm change	RIA to RIA
EATON VANCE MANAGEMENT	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Jan 31, 2022	Feb 18, 2022	18	Firm change	Other
MORGAN STANLEY	EATON VANCE MANAGEMENT	Apr 17, 2020	Jun 2, 2020	46	Firm change	Wirehouse to RIA
STRATEGIC ADVISERS LLC	MORGAN STANLEY	May 16, 2016	Apr 26, 2017	345	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ PASADENA PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Oct 7, 2024 to Feb 10, 2025factForm ADV
→ GRATUS CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 10, 2023 to May 14, 2024factForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 18, 2022 to Aug 11, 2023factForm ADV
→ EATON VANCE MANAGEMENTRegistered adviserregistration: previous registration
Jun 2, 2020 to Jan 31, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 26, 2017 to Apr 17, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 11, 2014 to May 16, 2016factForm ADV

Dated events

Occurred
Feb 10, 2025
Advisor changed firm
Simone Oscoff Devenny left Pasadena Private Wealth, Llc for Allworth Financial, L.P. (registered 2026-01-08)
Form ADVobserved 5 days ago
Occurred
May 14, 2024
Advisor changed firm
Simone Oscoff Devenny left Gratus Capital, Llc for Pasadena Private Wealth, Llc (registered 2024-10-07)
Form ADVobserved 5 days ago
Occurred
Aug 11, 2023
Advisor changed firm
Simone Oscoff Devenny left Wealth Enhancement Advisory Services, Llc for Gratus Capital, Llc (registered 2023-08-10)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2022
Advisor changed firm
Simone Oscoff Devenny left Eaton Vance Management for Wealth Enhancement Advisory Services, Llc (registered 2022-02-18)
Form ADVobserved 5 days ago