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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

RETIREMENT INVESTMENT ADVISORS INC

CRD 106316

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46dda957-3111-ede0-4d79-74c324f74c7b

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 4
On other graphs: 0
Observed: Apr 11, 2012 to Mar 23, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $186Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,444
Individual clients: 996
High net worth clients: 403
Custody, client assets: $10.4M
SEC number: 801-43702
CIK: 1957886
CRD: 106316
Filings on the tape: 34
First filed: Apr 11, 2012
Latest filed: Mar 23, 2026
Organised: Corporation, OK
Website: retirementinvestmentadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH WAYNE BOWIE	Certified Financial Planner	OKLAHOMA CITY, OK	32	38	n/a	no
RANDY LOYN THURMAN	Certified Financial Planner\|Personal Financial Specialist	OKLAHOMA CITY, OK	29	39	1	no
CAROL RINGROSE ALEXANDER	Certified Financial Planner	OKLAHOMA CITY, OK	22	25	1	no
CHAD ALLEN RUDY	Certified Financial Planner	OKLAHOMA CITY, OK \| FRISCO, TX	16	24	n/a	no
BRENDA SUE BOLANDER	Certified Financial Planner	OKLAHOMA CITY, OK	13	14	n/a	no
Alexxander V Peralta	Certified Financial Planner	OKLAHOMA CITY, OK	3	11	n/a	no
ANDREW KENNETH FLINTON	Certified Financial Planner	OKLAHOMA CITY, OK	1	18	2	no
Gabriel Levi Wallace	n/a	OKLAHOMA CITY, OK	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLINTON, ANDREW, KENNETH	President	Na	yes	11/2018	Mar 23, 2026	Mar 23, 2026
HORN, DAVID, ANTHONY	Director	Na	yes	10/2025	Mar 23, 2026	Mar 23, 2026
MISIALEK, HEATHER, JO	EXECUTIVE VICE PRESIDENT	Na	yes	02/2026	Mar 23, 2026	Mar 23, 2026
NFP CORP	Shareholder	E	yes	01/2003	Mar 23, 2026	Mar 23, 2026
NOEL, MICHAEL, CALEB	Director	Na	yes	10/2025	Mar 23, 2026	Mar 23, 2026
O'MALLEY, EDWARD, GEORGE	Director	Na	yes	02/2015	Mar 23, 2026	Mar 23, 2026
THURMAN, RANDY, LOYN	Ceo	Na	yes	01/1997	Mar 23, 2026	Mar 23, 2026
AON, PLC	Owner	E	yes	06/2014	May 23, 2024	May 23, 2024
MOO, VERONICA, EI CHUN	Director	Na	yes	07/2017	Mar 30, 2018	May 23, 2024
NFP INTERMEDIATE HOLDINGS B. CORP	Owner	E	yes	07/2013	Apr 6, 2015	May 23, 2024
RANDOLPH ACQUISITION CORP	Owner	E	yes	04/2024	May 23, 2024	May 23, 2024
RANDOLPH FINANCE UNLIMITED COMPANY	Owner	E	yes	04/2024	May 23, 2024	May 23, 2024
SCHNEIDER, BRETT, RONALD	Director	Na	yes	01/2009	Apr 11, 2012	May 23, 2024
ALEXANDER, CAROL, RINGROSE	EXECUTIVE VICE PRESIDENT	Na	no	01/2006	Mar 23, 2026	Mar 23, 2026
BOLANDER, BRENDA, SUE	EXECUTIVE VICE PRESIDENT	Na	no	10/2014	Mar 23, 2026	Mar 23, 2026
DIMARIA, DONNA, BARBARA	CHIEF COMPLIANCE OFFICER	Na	no	11/2025	Mar 23, 2026	Mar 23, 2026
RUDY, CHAD, ALLEN	EXECUTIVE VICE PRESIDENT - TEXAS	Na	no	11/2012	Mar 23, 2026	Mar 23, 2026
FRANKE, JADE, NICOLE	CHIEF COMPLIANCE OFFICER	Na	no	11/2023	Nov 15, 2023	May 23, 2024
STERLING, SYLVIA, LEIGH	SENIOR VICE PRESIDENT	Na	no	01/2023	Mar 30, 2023	May 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NFP PROPERTY & CASUALTY SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Frisco	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$1.5B	$1.5B	15	8	1	n/a	n/a
2024	Mar 31, 2025	$1.3B	$1.3B	19	8	1	n/a	n/a
2023	Mar 18, 2024	$1.1B	$1.1B	19	8	1	n/a	n/a
2022	Mar 30, 2023	$930M	$928M	20	7	1	n/a	n/a
2021	Mar 31, 2022	$1.1B	$1.1B	18	6	1	n/a	n/a
2020	Mar 31, 2021	$960M	$0	16	7	2	n/a	n/a
2019	Mar 27, 2020	$816M	$0	17	7	2	n/a	n/a
2018	Mar 27, 2019	$665M	$0	16	7	2	n/a	n/a
2017	Mar 30, 2018	$683M	$0	16	7	2	n/a	n/a
2016	Mar 29, 2017	$560M	$0	16	6	n/a	n/a	n/a
2015	Feb 23, 2016	$516M	$0	15	6	n/a	n/a	n/a
2014	Apr 6, 2015	$501M	$19.9M	16	6	n/a	n/a	n/a
2013	Mar 27, 2014	$445M	$24.1M	15	5	n/a	n/a	n/a
2012	Mar 25, 2013	$381M	$26.7M	15	5	n/a	n/a	n/a
2011	Apr 11, 2012	$333M	$34.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	12.5%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	17.5%	$930M	17.0%	15	19	1	1

Relationships

Registered with (13)

← Gabriel Levi WallaceAdvisorregistration: current employment
Sep 30, 2025 to presentfactForm ADV
← ANDREW KENNETH FLINTONAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← Alexxander V PeraltaAdvisorregistration: current employment
Sep 30, 2022 to presentfactForm ADV
← BRENDA SUE BOLANDERAdvisorregistration: current employment
Jan 30, 2013 to presentfactForm ADV
← CHAD ALLEN RUDYAdvisorregistration: current employment
Nov 5, 2009 to presentfactForm ADV
← CAROL RINGROSE ALEXANDERAdvisorregistration: current employment
Oct 31, 2003 to presentfactForm ADV
← RANDY LOYN THURMANAdvisorregistration: current employment
Apr 11, 1997 to presentfactForm ADV
← JOSEPH WAYNE BOWIEAdvisorregistration: current employment
Nov 12, 1993 to presentfactForm ADV
← SYLVIA LEIGH STERLINGAdvisorregistration: previous registration
Oct 17, 2022 to Oct 20, 2025factForm ADV
← JENNIFER LYNN WALLISAdvisorregistration: previous registration
Dec 22, 2015 to Sep 15, 2023factForm ADV
← ALYSSA ANN KAISERAdvisorregistration: previous registration
Jun 21, 2017 to May 12, 2022factForm ADV
← MELINDA WARRENAdvisorregistration: previous registration
Aug 22, 2002 to Dec 5, 2007factForm ADV
← THEODORE JOHN HUGHESAdvisorregistration: previous registration
Aug 27, 2002 to Dec 5, 2007factForm ADV

Controls (10)

← THURMAN, RANDY, LOYNOwnerCEO, ownership code NA, individual
Apr 11, 2012 to May 23, 2024factForm ADV
← FLINTON, ANDREW, KENNETHOwnerPRESIDENT, ownership code NA, individual
Apr 11, 2012 to May 23, 2024factForm ADV
← SCHNEIDER, BRETT, RONALDOwnerDIRECTOR, ownership code NA, individual
Apr 11, 2012 to May 23, 2024factForm ADV
← MOO, VERONICA, EI CHUNOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2018 to May 23, 2024factForm ADV
← O'MALLEY, EDWARD, GEORGEOwnerDIRECTOR, ownership code NA, individual
Mar 24, 2016 to May 23, 2024factForm ADV
← AON, PLCOwnerOWNER, ownership code E, foreign entity
May 23, 2024 to May 23, 2024factForm ADV
← NFP CORPOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2018 to May 23, 2024factForm ADV
← NFP INTERMEDIATE HOLDINGS B. CORPOwnerOWNER, ownership code E, domestic entity
Apr 6, 2015 to May 23, 2024factForm ADV
← RANDOLPH ACQUISITION CORPOwnerOWNER, ownership code E, domestic entity
May 23, 2024 to May 23, 2024factForm ADV
← RANDOLPH FINANCE UNLIMITED COMPANYOwnerOWNER, ownership code E, foreign entity
May 23, 2024 to May 23, 2024factForm ADV

Owns (5)

← ALEXANDER, CAROL, RINGROSEOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Apr 11, 2012 to May 23, 2024factForm ADV
← RUDY, CHAD, ALLENOwnerEXECUTIVE VICE PRESIDENT - TEXAS, ownership code NA, individual
Apr 11, 2012 to May 23, 2024factForm ADV
← BOLANDER, BRENDA, SUEOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 25, 2013 to May 23, 2024factForm ADV
← FRANKE, JADE, NICOLEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 15, 2023 to May 23, 2024factForm ADV
← STERLING, SYLVIA, LEIGHOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 30, 2023 to May 23, 2024factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
Sylvia Leigh Sterling left Retirement Investment Advisors Inc for Osaic Wealth, Inc. (registered 2025-10-17)
Form ADVobserved 6 days ago
Occurred
Sep 15, 2023
Advisor changed firm
Jennifer Lynn Wallis left Retirement Investment Advisors Inc for Osaic Wealth, Inc. (registered 2025-08-18)
Form ADVobserved 6 days ago
Occurred
May 12, 2022
Advisor changed firm
Alyssa Ann Kaiser left Retirement Investment Advisors Inc for Wto Advisors, Llc (registered 2022-03-07)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2019
Control person left
Wayne Joseph Bowie (Founder) no longer on Schedule A of Retirement Investment Advisors Inc (listed 2019-02-28, absent 2019-03-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46dda957-3111-ede0-4d79-74c324f74c7b
First observed: Apr 11, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RETIREMENT INVESTMENT ADVISORS INC

CRD 106316

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46dda957-3111-ede0-4d79-74c324f74c7b

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH WAYNE BOWIE

Certified Financial Planner

OKLAHOMA CITY, OK

n/a

RANDY LOYN THURMAN

Certified Financial Planner|Personal Financial Specialist

OKLAHOMA CITY, OK

CAROL RINGROSE ALEXANDER

Certified Financial Planner

OKLAHOMA CITY, OK

CHAD ALLEN RUDY

Certified Financial Planner

OKLAHOMA CITY, OK | FRISCO, TX

n/a

BRENDA SUE BOLANDER

Certified Financial Planner

OKLAHOMA CITY, OK

n/a

Alexxander V Peralta

Certified Financial Planner

OKLAHOMA CITY, OK

n/a

ANDREW KENNETH FLINTON

Certified Financial Planner

OKLAHOMA CITY, OK

Gabriel Levi Wallace

n/a

OKLAHOMA CITY, OK

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLINTON, ANDREW, KENNETH

President

yes

11/2018

Mar 23, 2026

HORN, DAVID, ANTHONY

Director

yes

10/2025

Mar 23, 2026

MISIALEK, HEATHER, JO

EXECUTIVE VICE PRESIDENT

yes

02/2026

Mar 23, 2026

NFP CORP

Shareholder

yes

01/2003

Mar 23, 2026

NOEL, MICHAEL, CALEB

Director

yes

10/2025

Mar 23, 2026

O'MALLEY, EDWARD, GEORGE

Director

yes

02/2015

Mar 23, 2026

THURMAN, RANDY, LOYN

Ceo

yes

01/1997

Mar 23, 2026

AON, PLC

Owner

yes

06/2014

May 23, 2024

MOO, VERONICA, EI CHUN

Director

yes

07/2017

Mar 30, 2018

May 23, 2024

NFP INTERMEDIATE HOLDINGS B. CORP

Owner

yes

07/2013

Apr 6, 2015

May 23, 2024

RANDOLPH ACQUISITION CORP

Owner

yes

04/2024

May 23, 2024

RANDOLPH FINANCE UNLIMITED COMPANY

Owner

yes

04/2024

May 23, 2024

SCHNEIDER, BRETT, RONALD

Director

yes

01/2009

Apr 11, 2012

May 23, 2024

ALEXANDER, CAROL, RINGROSE

EXECUTIVE VICE PRESIDENT

01/2006

Mar 23, 2026

BOLANDER, BRENDA, SUE

EXECUTIVE VICE PRESIDENT

10/2014

Mar 23, 2026

DIMARIA, DONNA, BARBARA

CHIEF COMPLIANCE OFFICER

11/2025

Mar 23, 2026

RUDY, CHAD, ALLEN

EXECUTIVE VICE PRESIDENT - TEXAS

11/2012

Mar 23, 2026

FRANKE, JADE, NICOLE

CHIEF COMPLIANCE OFFICER

11/2023

Nov 15, 2023

May 23, 2024

STERLING, SYLVIA, LEIGH

SENIOR VICE PRESIDENT

01/2023

Mar 30, 2023

May 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NFP PROPERTY & CASUALTY SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Frisco

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$1.5B

n/a

2024

Mar 31, 2025

$1.3B

n/a

2023

Mar 18, 2024

$1.1B

n/a

2022

Mar 30, 2023

$930M

$928M

n/a

2021

Mar 31, 2022

$1.1B

n/a

2020

Mar 31, 2021

$960M

n/a

2019

Mar 27, 2020

$816M

n/a

2018

Mar 27, 2019

$665M

n/a

2017

Mar 30, 2018

$683M

n/a

2016

Mar 29, 2017

$560M

n/a

2015

Feb 23, 2016

$516M

n/a

2014

Apr 6, 2015

$501M

$19.9M

n/a

2013

Mar 27, 2014

$445M

$24.1M

n/a

2012

Mar 25, 2013

$381M

$26.7M

n/a

2011

Apr 11, 2012

$333M

$34.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.3B

17.5%

$930M

17.0%