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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

ALTON LEE CHRISTOPHER ANDERS

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Virginia Beach, VA

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Search this name across graphsid dfx:ria:46f7c105-6b58-c3bb-c553-db973a1cce2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 3, 1994
First registration: Mar 29, 2010
Dual registered: yes, broker-dealer
Other names: CHRIS ANDERS|CHRISTOPHER ANDERS|ALTON LEE CHRISTOPHER JR ANDERS
IAPD individual key: 2435152

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 1, 2020	n/a	yes	Virginia Beach, VA\|Virginia Beach, VA	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Aug 21, 2015	Sep 29, 2020	no	Baltimore, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 20, 2012	Aug 25, 2015	no	VIRGINIA BEACH, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 29, 2010	Jul 23, 2012	no	VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA\|NORFOLK, VA\|VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 29, 2020	Oct 1, 2020	2	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OSAIC INSTITUTIONS, INC.	Aug 25, 2015	Aug 21, 2015	-4	Firm change	Other
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 23, 2012	Jul 20, 2012	-3	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Oct 1, 2020 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Aug 21, 2015 to Sep 29, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 20, 2012 to Aug 25, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 29, 2010 to Jul 23, 2012factForm ADV

Dated events

No dated event names this entity yet.