DFX Intelligence

C•••••••• C•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

C•••••••• C•••• H••••••

Advisor at C•••••••• 4••• A•••••••

ESTERO, FL

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Search this name across graphsid dfx:ria:46fe22f4-0270-9232-6d1e-6ace918c86b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 31, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• 4••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 4, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• 4••• A•••••••	State registered	May 14, 2026	n/a	yes	ESTERO, FL	Current employment
D•••• C•••••• M••••••••• L••	Institutional manager	Dec 23, 2019	Mar 18, 2022	no	Indian Rocks Beach, FL\|MAITLAND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• M••••••••• L••	D•••• C•••••• M••••••••• L••	Sep 1, 2026	Dec 23, 2019	-2,444	Firm change after gap	RIA to RIA
D•••• C•••••• M••••••••• L••	C•••••••• 4••• A•••••••	Mar 18, 2022	May 14, 2026

Relationships

Registered with (3)

→ C•••••••• 4••• A•••••••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ A•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 31, 2016 to Sep 1, 2026factForm ADV
→ D•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 23, 2019 to Mar 18, 2022factForm ADV

Dated events

Occurred
Sep 1, 2026
Advisor changed firm
C•••••••• C•••• H•••••• left A•••• W••••• M••••••••• L•• for D•••• C•••••• M••••••••• L•• (registered 2019-12-23)
Form ADVobserved 7 days ago
Occurred
Mar 18, 2022
Advisor changed firm
C•••••••• C•••• H•••••• left D•••• C•••••• M••••••••• L•• for C•••••••• 4••• A••••••• (registered 2026-05-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46fe22f4-0270-9232-6d1e-6ace918c86b3
First observed: Aug 31, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.