RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• C•••• H••••••
- C•••••••• 4••• A••••••• state registered currentsince May 14, 2026 · Estero, Fl
- D•••• C•••••• M••••••••• L•• institutionalDec 23, 2019 to Mar 18, 2022 · Indian Rocks Beach, Fl
- A•••• W••••• M••••••••• L•• independent RIAAug 31, 2016 to Sep 1, 2026 · Palm Harbor, Fl
- A•••• W••••• M••••••••• L•• to D•••• C•••••• M••••••••• L••left Sep 1, 2026, registered Dec 23, 2019 (-2444 days) · RIA to RIA
- D•••• C•••••• M••••••••• L•• to C•••••••• 4••• A•••••••left Mar 18, 2022, registered May 14, 2026 (1518 days) · RIA to a state-registered adviser
- C•••••••• C•••• H•••••• left A•••• W••••• M••••••••• L•• for D•••• C•••••• M••••••••• L•• (registered 2019-12-23)Sep 1, 2026 · Advisor changed firm · fact
- C•••••••• C•••• H•••••• left D•••• C•••••• M••••••••• L•• for C•••••••• 4••• A••••••• (registered 2026-05-14)Mar 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address