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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

SURYA JOSHUA KANE METZLER

Advisor at NEWPORT WEALTH ADVISORS, INC.

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:470aa2c1-8ddd-b5c4-7c14-4a5556855dcb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWPORT WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 19, 2002
First registration: Aug 27, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4558292

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWPORT WEALTH ADVISORS, INC.	Independent wealth	Jan 9, 2018	n/a	yes	NEWPORT BEACH, CA	Current employment
NEWPORT WEALTH ADVISORS, INC.	Independent wealth	Jan 26, 2010	Dec 31, 2017	no	n/a	Previous registration
NEWPORT WEALTH ADVISORS, INC.	Independent wealth	Jun 19, 2009	Dec 31, 2009	no	NEWPORT BEACH, CA	Previous registration
NEWPORT WEALTH ADVISORS, INC.	Independent wealth	Jan 4, 2008	Dec 31, 2008	no	NEWPORT BEACH, CA	Previous registration
NEWPORT WEALTH ADVISORS, INC.	Independent wealth	Oct 10, 2007	Dec 31, 2007	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Dec 8, 2006	Aug 2, 2007	no	IRVINE, CA	Previous registration
SMART INVESTMENTS ADVISORY INCORPORATED	State registered	Mar 22, 2006	Dec 7, 2006	no	IRVINE, CA\|REDLANDS, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 27, 2002	Feb 15, 2006	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROWELL, WEEDON & CO.	NEWPORT WEALTH ADVISORS, INC.	Aug 2, 2007	Oct 10, 2007	69	Firm change	Other
SMART INVESTMENTS ADVISORY INCORPORATED	CROWELL, WEEDON & CO.	Dec 7, 2006	Dec 8, 2006	1	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SMART INVESTMENTS ADVISORY INCORPORATED	Feb 15, 2006	Mar 22, 2006	35	Firm change	Ibd to state RIA

Relationships

Registered with (4)

→ NEWPORT WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 26, 2010 to Dec 31, 2017factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Dec 8, 2006 to Aug 2, 2007factForm ADV
→ SMART INVESTMENTS ADVISORY INCORPORATEDRegistered adviserregistration: previous registration
Mar 22, 2006 to Dec 7, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 27, 2002 to Feb 15, 2006factForm ADV

Dated events

No dated event names this entity yet.