DFX Intelligence

N••• J•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

N••• J•••• C•••••••

Advisor at R••••• C•••••• S•••••••••

ENGLEWOOD, CO | Overland Park, KS

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Search this name across graphsid dfx:ria:4733d768-9f07-0d54-b9d8-f5fd4858ac4c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Sep 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• C•••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• C•••••• S•••••••••	Independent wealth	Nov 18, 2025	n/a	yes	Overland Park, KS\|ENGLEWOOD, CO	Current employment
K••• W••••• A•••••••	Independent wealth	Aug 13, 2025	Nov 18, 2025	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• W••••• A•••••••	R••••• C•••••• S•••••••••	Nov 18, 2025	Nov 18, 2025	0	Firm change	RIA to RIA
C••••• I••••••••• A••••••• L••	K••• W••••• A•••••••	Aug 8, 2025	Aug 13, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:105644:KS:2024-07-01	Jul 3, 2024	Jun 28, 2024	OVERLAND PARK, KS	Firm change

Relationships

Registered with (7)

→ R••••• C•••••• S•••••••••Registered adviserregistration: current employment
Nov 18, 2025 to presentfactForm ADV
→ K••• W••••• A•••••••Registered adviserregistration: previous registration
Aug 13, 2025 to Nov 18, 2025factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 28, 2024 to Aug 8, 2025factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Nov 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 10, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4733d768-9f07-0d54-b9d8-f5fd4858ac4c
First observed: Sep 1, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.