DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•• W••••• S•••••••••
Legal name B•• W••••• S••••••••• L••
Latest filing Jan 22, 2026
First filing on the tape Mar 24, 2012 · 43 filings
SEC status approved since Mar 21, 2002
RAUM
$528M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$497M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$75.4M
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$528M as of Jan 22, 2026
Mar 24, 2012$119M then
HNW client RAUM$361M as of Jan 22, 2026
Mar 30, 2018$165M then
State-registered IARs (5.B.3)7 as of Jan 22, 2026
Mar 24, 20120 then
Employees (5.A)11 as of Jan 22, 2026
Apr 1, 20138 then
Private funds: no history
RAUM +31% over the last fiscal year+17% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $433,259derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$361M68%
- Individuals$136M26%
- Pension and profit-sharing plans$14.5M2.8%
- Corporations and businesses$11.8M2.2%
- Charitable organizations$4.5M0.9%
- Individual clients
- 227reported
- HNW clients
- 127reported
- Pension plan clients
- 3reported
- Charitable clients
- 3reported
- Accounts
- 1,219reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• M••••••• C••••••••Certified Financial Planner | Vestavia, Al | Mar 9, 2006 | 24 y | 2 |
| H••••• S••••••••Certified Financial Planner | Clifton, Nj | Sep 17, 2007 | 19 y | 0 |
| M••••••• P•••• R•••••••Certified Financial Planner, Personal Financial Specialist | Vestavia, Al | Jun 16, 2009 | 17 y | 0 |
| T•••••• R••••• J•••• | Vestavia, Al | Apr 9, 2021 | 15 y | 3 |
| L•••••• W••••• B••••••••• | Vestavia, Al | Oct 28, 2021 | 10 y | 0 |
| S•••••• E••• L•••••Certified Financial Planner | Vestavia, Al | May 23, 2023 | 13 y | 0 |
| A••••••• N••••• S••••••••• | Vestavia, Al | Jul 23, 2025 | 12 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount4 left over 36 months
Left, latest
- J•••• H••••• M••••• to T•• W•••• G••••• L••Oct 29, 2025 · RIA to RIA
- J•••• T••••• B••••• I•• to M•••••• A••••••• G••••• L••Jul 22, 2025 · RIA to RIA
- M•••••• M•••• F•••••••• to W•••••• A•••••••• L••Nov 27, 2024 · RIA to RIA
- M•••••• A•• K•••••• to T•••• W••••• P•••••••• L••Apr 22, 2024 · RIA to RIA
- B••••• L•• K••••••••• to E•••••• F•••••••• E••••••Jul 4, 2022 · RIA to RIA
- M••••• A••• H••• to L•• F•••••••• L••Aug 19, 2021 · RIA to affiliated broker-dealer or bank
- C••• W•••••• W••• to T•• W•••• G••••• L••May 17, 2021 · RIA to RIA
- D••••• J•••• T•••• to D••••••••• W••••• M•••••••••Jan 19, 2021 · RIA to RIA
- J•• H••••••• M•••••• to L•• F•••••••• L••Apr 26, 2018 · RIA to RIA
- J••••• R••• L••••• to K•••••• R••••••••• P••• S••••••••Sep 4, 2017 · Other
Joined, latest
- T•••••• R••••• J•••• from T• A••••••••• I•••Apr 9, 2021 · Other
- D••••• J•••• T•••• from S••••• A••••••• I•••Nov 17, 2020 · Affiliated broker-dealer or bank to independent RIA
- M••••• A••• H••• from N••••••••• M••••• I••••••••• S•••••••••Aug 29, 2018 · Other
- J••••• R••• L••••• from M•• I•••••••• S•••••••• L••Feb 23, 2015 · Other
- S••••• M••••••• C•••••••• from A••••••• A••••••• S•••••••Mar 9, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• S•••••• M••••••• · Managing Membercontrolsince 09/2011 · owns 10% to 25%
- R•••••••• M•••••••• P•••• · Managing Membercontrolsince 09/2011 · owns 75% or more
- B••••••••• L••••••• W••••• · Chief Compliance Officersince 07/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vestavia, Al · principal | 6 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,115 to 1,219Jul 25, 2025 to Jan 22, 2026
- Charity clients · 16 to 3Jul 25, 2025 to Jan 22, 2026
- HNW clients · 113 to 127Jul 25, 2025 to Jan 22, 2026
- Individual clients · 215 to 227Jul 25, 2025 to Jan 22, 2026
- Assets in custody · $46.8M to $56.5MJul 25, 2025 to Jan 22, 2026
- Employees · 10 to 11Jul 25, 2025 to Jan 22, 2026
- Discretionary RAUM · $404M to $528MJul 25, 2025 to Jan 22, 2026
- HNW RAUM · $269M to $361MJul 25, 2025 to Jan 22, 2026
- Individual RAUM · $109M to $136MJul 25, 2025 to Jan 22, 2026
- Pension RAUM · $13.1M to $14.5MJul 25, 2025 to Jan 22, 2026
- RAUM · $404M to $528MJul 25, 2025 to Jan 22, 2026
- Financial planning clients · 251-500 to 251-500Jan 27, 2025 to Jul 25, 2025
- Accounts · 1,054 to 1,115Apr 29, 2024 to Jan 27, 2025
- Advisory employees · 11 to 7Apr 29, 2024 to Jan 27, 2025
- Charity clients · 15 to 16Apr 29, 2024 to Jan 27, 2025
- Corporate clients · 3 to 2Apr 29, 2024 to Jan 27, 2025
- HNW clients · 106 to 113Apr 29, 2024 to Jan 27, 2025
- Individual clients · 208 to 215Apr 29, 2024 to Jan 27, 2025
- Assets in custody · $45.9M to $46.8MApr 29, 2024 to Jan 27, 2025
- Employees · 13 to 10Apr 29, 2024 to Jan 27, 2025
- State-registered IARs · 10 to 7Apr 29, 2024 to Jan 27, 2025
- Discretionary RAUM · $367M to $404MApr 29, 2024 to Jan 27, 2025
- HNW RAUM · $246M to $269MApr 29, 2024 to Jan 27, 2025
- Individual RAUM · $97.8M to $109MApr 29, 2024 to Jan 27, 2025
- Pension RAUM · $12.2M to $13.1MApr 29, 2024 to Jan 27, 2025
- RAUM · $367M to $404MApr 29, 2024 to Jan 27, 2025
- Accounts · 1,047 to 1,054Jan 30, 2024 to Apr 29, 2024
- Corporate clients · 1 to 3Jan 30, 2024 to Apr 29, 2024
- HNW clients · 58 to 106Jan 30, 2024 to Apr 29, 2024
- Individual clients · 253 to 208Jan 30, 2024 to Apr 29, 2024
- Pension plan clients · 2 to 3Jan 30, 2024 to Apr 29, 2024
- Discretionary RAUM · $347M to $367MJan 30, 2024 to Apr 29, 2024
- HNW RAUM · $156M to $246MJan 30, 2024 to Apr 29, 2024
- Individual RAUM · $167M to $97.8MJan 30, 2024 to Apr 29, 2024
- Pension RAUM · $11.4M to $12.2MJan 30, 2024 to Apr 29, 2024
- RAUM · $347M to $367MJan 30, 2024 to Apr 29, 2024
- Accounts · 1,076 to 1,047May 19, 2023 to Jan 30, 2024
- Advisory employees · 10 to 11May 19, 2023 to Jan 30, 2024
- Charity clients · 3 to 15May 19, 2023 to Jan 30, 2024
- Corporate clients · unset to 1.0May 19, 2023 to Jan 30, 2024
Signals
7 dated events
- B•• W••••• S••••••••• reported RAUM $528.1M, up 31% from $404.5M (2025-07-25 to 2026-01-22)Jan 22, 2026 · RAUM change · derived
- J•••• H••••• M••••• left B•• W••••• S••••••••• for T•• W•••• G••••• L•• (registered 2025-11-19)Oct 29, 2025 · Advisor changed firm · fact
- J•••• T••••• B••••• I•• left B•• W••••• S••••••••• for M•••••• A••••••• G••••• L•• (registered 2025-07-28)Jul 22, 2025 · Advisor changed firm · fact
- M•••••• M•••• F•••••••• left B•• W••••• S••••••••• for W•••••• A•••••••• L•• (registered 2024-12-09)Nov 27, 2024 · Advisor changed firm · fact
- M•••••• A•• K•••••• left B•• W••••• S••••••••• for T•••• W••••• P•••••••• L•• (registered 2024-05-22)Apr 22, 2024 · Advisor changed firm · fact
- B••••• L•• K••••••••• left B•• W••••• S••••••••• for E•••••• F•••••••• E•••••• (registered 2022-07-06)Jul 4, 2022 · Advisor changed firm · fact
- Mark Norman Berk (Managing Member) no longer on Schedule A of B•• W••••• S••••••••• (listed 2018-04-27, absent 2019-03-19)Mar 19, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bcrwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 205-298-1234reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 205-298-1230reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/BCRWealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- BCRWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 205-298-1234reportedpublic record, Form ADV, Jan 22, 2026
- Team page
- BCRWEALTH.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026