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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

SCOTT MARTIN TONKOVICH

Advisor at LPL FINANCIAL LLC

LAFAYETTE, IN | ELKHART, IN | GOSHEN, IN | WARSAW, IN | MIDDLEBURY, IN

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Search this name across graphsid dfx:ria:4748d971-82ee-a05a-f25f-3d22f82bc7aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 18, 2003
First registration: Aug 30, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 4655878

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 14, 2019	n/a	yes	ELKHART, IN\|GOSHEN, IN\|ELKHART, IN\|WARSAW, IN\|ELKHART, IN\|MIDDLEBURY, IN\|ELKHART, IN\|WARSAW, IN\|GOSHEN, IN\|ELKHART, IN\|LAFAYETTE, IN\|LAFAYETTE, IN\|ELKHART, IN	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 4, 2015	Sep 13, 2019	no	Elkhart, IN\|GOSHEN, IN	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Feb 23, 2015	Jun 1, 2015	no	ELKHART, IN\|MORRISTOWN, NJ	Previous registration
U.S. FINANCIAL ADVISORS	Former SEC adviser	Nov 18, 2014	Feb 21, 2015	no	WILMINGTON, DE	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Aug 30, 2011	Nov 18, 2014	no	MISHAWAKA, IN\|NOTRE DAME, IN\|CRYSTAL LAKE, IL\|NILES, MI\|NOTRE DAME, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Sep 13, 2019	Oct 14, 2019	31	Firm change	Ibd to ibd
PRIVATE ADVISOR GROUP, LLC	CUNA BROKERAGE SERVICES, INC.	Jun 1, 2015	Jun 4, 2015	3	Firm change	Other
U.S. FINANCIAL ADVISORS	PRIVATE ADVISOR GROUP, LLC	Feb 21, 2015	Feb 23, 2015	2	Firm change	Other
CETERA ADVISOR NETWORKS LLC	U.S. FINANCIAL ADVISORS	Nov 18, 2014	Nov 18, 2014	0	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 14, 2019 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 4, 2015 to Sep 13, 2019factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Feb 23, 2015 to Jun 1, 2015factForm ADV
→ U.S. FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Nov 18, 2014 to Feb 21, 2015factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Aug 30, 2011 to Nov 18, 2014factForm ADV

Dated events

No dated event names this entity yet.