DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Carey Credit Advisors, LLC

Former SEC-registered adviserNew York City, New YorkCRD 173726SEC 801-80835IAPD
Latest filing Jul 7, 2017
First filing on the tape Jan 2, 2015 · 8 filings
RAUM
$277M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$277M as of Mar 27, 2017
Mar 30, 2016$78.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 27, 2017
Mar 30, 20163 then
Employees (5.A)15 as of Mar 27, 2017
Mar 30, 201615 then
Private funds: no history
RAUM +254% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Jul 7, 2017; every figure names its basis
RAUM per advisor
$92.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$277MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+254%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Jason Fox · President And Chief Executive Officercontrol
    since 06/2017 · owns less than 5%
  • (Nmn) Kamal Jafarnia · Senior Vice President & Chief Compliance Officercontrol
    since 12/2014 · owns less than 5%
  • Vernon John Palmer · First Vice Presidentcontrol
    since 01/2017 · owns less than 5%
  • Stephen Paul Saintpierre · Senior Vice President, Chief Financial Officer & Secretarycontrol
    since 12/2014 · owns less than 5%
  • J Mark Foresi · Treasurer
    since 03/2016 · owns less than 5%
Entity owners
  • Wpc Holdco LLC · Sole Member
    direct · owns 75% or more
  • W. P. Carey Inc. · Managing Member
    indirect · owns 75% or more of Wpc Holdco LLC · public reporting company
Related persons
Schedule D 7.A
  • Carey Asset Management Corp.
    investment advisern
  • Carey Financial, LLC
    broker-dealern
  • Carey Lodging Advisors, LLC
    investment advisern
  • W. P. Carey Inc.
    pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Discretionary RAUM · $78.2M to $277M
    Mar 30, 2016 to Mar 27, 2017
  • RAUM · $78.2M to $277M
    Mar 30, 2016 to Mar 27, 2017
  • Advisory employees · 5 to 8
    Nov 18, 2015 to Mar 30, 2016
  • BD registered reps · 3 to 1
    Nov 18, 2015 to Mar 30, 2016
  • Employees · 14 to 15
    Nov 18, 2015 to Mar 30, 2016
  • State-registered IARs · 0 to 3
    Nov 18, 2015 to Mar 30, 2016
  • Discretionary RAUM · $50.0M to $78.2M
    Nov 18, 2015 to Mar 30, 2016
  • RAUM · $50.0M to $78.2M
    Nov 18, 2015 to Mar 30, 2016
  • Accounts · unset to 1.0
    Jan 12, 2015 to Apr 9, 2015
  • Advisory employees · 0 to 5
    Jan 12, 2015 to Apr 9, 2015
  • BD registered reps · 2 to 3
    Jan 12, 2015 to Apr 9, 2015
  • Employees · 6 to 14
    Jan 12, 2015 to Apr 9, 2015
  • Discretionary RAUM · unset to 50000000.0
    Jan 12, 2015 to Apr 9, 2015
  • Non-discretionary RAUM · unset to 0.0
    Jan 12, 2015 to Apr 9, 2015
  • RAUM · unset to 50000000.0
    Jan 12, 2015 to Apr 9, 2015
Signals
1 dated events
  • Carey Credit Advisors, Llc filed its initial SEC registration (Form ADV)
    Jan 2, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026