DFX Intelligence

D••••• W•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

D••••• W•••••• W•••••

Advisor at A•••• W••••• M••••••••• L••

ATLANTA, GA | LAKE MILLS, WI

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Search this name across graphsid dfx:ria:476859ed-fcea-8deb-ba55-3a699a5e0916

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Feb 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	LAKE MILLS, WI\|ATLANTA, GA	Current employment
A•••• W••••• M••••••••• L••	Independent wealth	Apr 3, 2025	Sep 26, 2025	no	BROOKFIELD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• M••••••••• L••	A•••• W••••• M••••••••• L••	Sep 26, 2025	Jan 1, 2026	97	Firm change	RIA to RIA
J•••••• W••••• I•••	A•••• W••••• M••••••••• L••	Mar 11, 2025	Apr 3, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
149499:149018:WI:2021-03-10	Mar 10, 2021	Feb 16, 2021	DELAFIELD, WI	Firm change

Relationships

Registered with (8)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ A•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 3, 2025 to Sep 26, 2025factForm ADV
→ J•••••• W••••• I•••Registered adviserregistration: previous registration
Mar 23, 2022 to Mar 11, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Sep 26, 2025
Advisor changed firm
D••••• W•••••• W••••• left A•••• W••••• M••••••••• L•• for A•••• W••••• M••••••••• L•• (registered 2026-01-01)
Form ADVobserved 7 days ago
Occurred
Mar 11, 2025
Advisor changed firm
D••••• W•••••• W••••• left J•••••• W••••• I••• for A•••• W••••• M••••••••• L•• (registered 2025-04-03)
Form ADVobserved 7 days ago
Occurred
Mar 14, 2022
Advisor changed firm
D••••• W•••••• W••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for J•••••• W••••• I••• (registered 2022-03-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:476859ed-fcea-8deb-ba55-3a699a5e0916
First observed: Feb 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.