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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MADRONA FUNDS, LLC

CRD 155442

EVERETT, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4786b8f6-bb97-3e21-e0c0-151200fe4c06

Data as of Jan 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2012 to Jan 31, 2019
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $54.3MItem 5.F on the latest filing (2019-01-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $54.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-71935
CRD: 155442
Filings on the tape: 11
First filed: Jan 30, 2012
Latest filed: Jan 31, 2019
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EVANS, BRIAN, KELLY	MANAGING MEMBER	E	yes	09/2010	Jan 30, 2012	Jan 31, 2019
BAUER, ROBERT, WATSON	Member	B	no	09/2010	Jan 30, 2012	Jan 31, 2019
HENDERSON, KRISTI, RAE	CHIEF COMPLIANCE OFFICER	B	no	11/2010	Jan 30, 2012	Jan 31, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MADRONA FINANCIAL SERVICES, LLC	n/a	Independent wealth	$692M	N	yes	n/a
ADVISORY FUSION, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
BAUER EVANS, INC. P.S.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jan 31, 2019	$54.3M	$54.3M	6	6	1	n/a	n/a
2017	Mar 4, 2018	$61.4M	$61.4M	6	6	1	n/a	n/a
2016	Jan 5, 2017	$59.1M	$59.1M	6	6	n/a	n/a	n/a
2015	Jan 26, 2016	$72.0M	$72.0M	6	6	n/a	n/a	n/a
2014	Jan 20, 2015	$74.2M	$74.2M	7	7	n/a	n/a	n/a
2013	Jan 8, 2014	$62.5M	$62.5M	7	7	n/a	n/a	n/a
2012	Jan 11, 2013	$53.4M	$53.4M	7	7	n/a	n/a	n/a
2011	Jan 30, 2012	$40.4M	$40.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$54.3M	$61.4M	-11.5%	$72.0M	-9.0%	6	6	1	1

Relationships

Affiliated with (3)

→ MADRONA FINANCIAL & CPASRegistered adviserother investment adviser, common control
factForm ADV
→ ADVISORY FUSION, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ADVISORY FUSION, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← EVANS, BRIAN, KELLYOwnerMANAGING MEMBER, ownership code E, individual
Jan 30, 2012 to presentfactForm ADV

Owns (2)

← BAUER, ROBERT, WATSONOwnerMEMBER, ownership code B, individual
Jan 30, 2012 to presentfactForm ADV
← HENDERSON, KRISTI, RAEOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Jan 30, 2012 to presentfactForm ADV

Registered with (1)

← BRIAN KELLY EVANSAdvisorregistration: previous registration
Mar 24, 2016 to Apr 26, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4786b8f6-bb97-3e21-e0c0-151200fe4c06
First observed: Jan 30, 2012
Last observed: Jan 31, 2019 92 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MADRONA FUNDS, LLC

CRD 155442

EVERETT, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4786b8f6-bb97-3e21-e0c0-151200fe4c06

Data as of Jan 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EVANS, BRIAN, KELLY

MANAGING MEMBER

yes

09/2010

Jan 30, 2012

Jan 31, 2019

BAUER, ROBERT, WATSON

Member

09/2010

Jan 30, 2012

Jan 31, 2019

HENDERSON, KRISTI, RAE

CHIEF COMPLIANCE OFFICER

11/2010

Jan 30, 2012

Jan 31, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MADRONA FINANCIAL SERVICES, LLC

n/a

Independent wealth

$692M

yes

n/a

ADVISORY FUSION, LLC

n/a

Former SEC adviser

yes

n/a

BAUER EVANS, INC. P.S.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jan 31, 2019

$54.3M

n/a

2017

Mar 4, 2018

$61.4M

n/a

2016

Jan 5, 2017

$59.1M

n/a

2015

Jan 26, 2016

$72.0M

n/a

2014

Jan 20, 2015

$74.2M

n/a

2013

Jan 8, 2014

$62.5M

n/a

2012

Jan 11, 2013

$53.4M

n/a

2011

Jan 30, 2012

$40.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$54.3M

$61.4M

-11.5%

$72.0M

-9.0%