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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MADRONA FINANCIAL & CPAS

MADRONA FINANCIAL SERVICES, LLC, CRD 115753

EVERETT, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3c235d0-8312-1245-1a75-4f6b04e13fda

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 7
On other graphs: 0
Observed: Jan 20, 2012 to Jun 8, 2026
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $692MItem 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $692M
Private client RAUM: $676MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $76.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 12
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 1,813
Individual clients: 408
High net worth clients: 281
Custody, client assets: $458M
SEC number: 801-63693
CRD: 115753
Filings on the tape: 47
First filed: Jan 20, 2012
Latest filed: Jun 8, 2026
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KRISTI RAE HENDERSON	Certified Financial Planner\|Personal Financial Specialist	EVERETT, WA	18	18	n/a	no
ROBERT WATSON BAUER	n/a	EVERETT, WA	17	37	n/a	no
Joel Andrew Maher	n/a	Kirkland, WA \| EVERETT, WA	10	14	n/a	no
BRIAN KELLY EVANS	Personal Financial Specialist	EVERETT, WA	9	36	2	no
ANDREW GLASS CONNER	n/a	Tacoma, WA	6	28	2	no
MATTHEW JOHN BEYER	Certified Financial Planner	EVERETT, WA	5	29	3	no
MICHAEL DAVID SEELY	n/a	EVERETT, WA	5	28	3	no
Nicholas Conrad Smelser	n/a	EVERETT, WA \| Kirkland, WA	5	10	n/a	no
DANIELLE MARIE MEISTER	n/a	Park City, UT \| EVERETT, WA	4	12	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EVANS, BRIAN, KELLY	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	01/1995	Jan 20, 2012	Mar 25, 2024
HENDERSON, KRISTI, RAE	CO-COO	B	yes	12/2021	Jan 24, 2022	Mar 25, 2024
Himmer, Richard, P	MANAGING DIRECTOR	Na	yes	10/2021	Mar 25, 2024	Mar 25, 2024
Maher, Joel, Andrew	CO-COO	B	yes	12/2021	Jan 24, 2022	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BAUER EVANS, INC. P.S.	n/a	n/a	n/a	N	yes	n/a
MADRONA INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bellevue	Wa	United States	2	no
MOUNTLAKE TERRACE	Wa	United States	2	no
Tacoma	Wa	United States	2	no
COTTONWOOD HEIGHTS	Ut	United States	1	no
PARK CITY	Ut	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$692M	$692M	18	12	5	n/a	n/a
2024	Mar 20, 2025	$506M	$506M	19	12	5	n/a	n/a
2023	Mar 25, 2024	$393M	$393M	21	12	5	n/a	n/a
2022	Mar 30, 2023	$269M	$269M	18	10	4	n/a	n/a
2021	Mar 29, 2022	$287M	$287M	13	9	3	n/a	n/a
2020	Mar 17, 2021	$254M	$254M	13	9	3	n/a	n/a
2019	May 15, 2020	$176M	$176M	10	5	2	n/a	n/a
2018	Mar 29, 2019	$174M	$174M	14	9	3	n/a	n/a
2017	Mar 27, 2018	$166M	$166M	12	10	3	n/a	n/a
2016	Mar 30, 2017	$127M	$122M	17	15	n/a	n/a	n/a
2015	Mar 14, 2016	$141M	$137M	16	14	n/a	n/a	n/a
2014	Feb 6, 2015	$147M	$137M	13	12	n/a	n/a	n/a
2013	Jan 8, 2014	$133M	$125M	10	10	n/a	n/a	n/a
2012	Jan 15, 2013	$116M	$109M	9	9	n/a	n/a	n/a
2011	Jan 20, 2012	$105M	$105M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	11.1%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$692M	$506M	36.8%	$269M	37.0%	18	19	5	5

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CETERA INVESTMENT ADVISERS LLC	2	Nov 2, 2020	Nov 19, 2020	MOUNTLAKE TERRACE, WA	Team lift out	Ibd to RIA	0.1%

Relationships

Registered with (16)

← DANIELLE MARIE MEISTERAdvisorregistration: current employment
May 9, 2022 to presentfactForm ADV
← Nicholas Conrad SmelserAdvisorregistration: current employment
Feb 13, 2021 to presentfactForm ADV
← MICHAEL DAVID SEELYAdvisorregistration: current employment
Nov 19, 2020 to presentfactForm ADV
← MATTHEW JOHN BEYERAdvisorregistration: current employment
Nov 17, 2020 to presentfactForm ADV
← ANDREW GLASS CONNERAdvisorregistration: current employment
Sep 17, 2020 to presentfactForm ADV
← BRIAN KELLY EVANSAdvisorregistration: current employment
Dec 7, 2016 to presentfactForm ADV
← Joel Andrew MaherAdvisorregistration: current employment
Jan 8, 2016 to presentfactForm ADV
← ROBERT WATSON BAUERAdvisorregistration: current employment
Oct 10, 2008 to presentfactForm ADV
← KRISTI RAE HENDERSONAdvisorregistration: current employment
Nov 19, 2007 to presentfactForm ADV
← NICHOLAS STEPHEN WOLDAdvisorregistration: previous registration
Jan 20, 2023 to May 7, 2026factForm ADV
← Jesse Fernandes DeasonAdvisorregistration: previous registration
Jul 4, 2019 to Sep 18, 2019factForm ADV
← DAWN EDYTHE CAMPBELLAdvisorregistration: previous registration
Dec 21, 2018 to Jun 3, 2019factForm ADV
← JOHN EDWIN STILLMANAdvisorregistration: previous registration
Oct 14, 2014 to Dec 1, 2016factForm ADV
← DANIEL S KEANAdvisorregistration: previous registration
Oct 13, 2011 to Apr 1, 2016factForm ADV
← DALE RAYMOND CURTISAdvisorregistration: previous registration
May 30, 2011 to Jan 12, 2016factForm ADV
← JASON ANDREW MCGARYAdvisorregistration: previous registration
May 25, 2006 to Jan 12, 2011factForm ADV

Affiliated with (2)

← MADRONA FUNDS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ADVISORY FUSION, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← EVANS, BRIAN, KELLYOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 20, 2012 to Mar 25, 2024factForm ADV
← HENDERSON, KRISTI, RAEOwnerCO-COO, ownership code B, individual
Jan 24, 2022 to Mar 25, 2024factForm ADV
← Maher, Joel, AndrewOwnerCO-COO, ownership code B, individual
Jan 24, 2022 to Mar 25, 2024factForm ADV
← Himmer, Richard, POwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 25, 2024 to Mar 25, 2024factForm ADV

Moved with (1)

← CETERA INVESTMENT ADVISERS LLCRegistered adviser2 advisors, team lift out, same day
Nov 2, 2020 to Nov 19, 2020factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
Nicholas Stephen Wold left Madrona Financial & Cpas for Alitus Financial Services (registered 2026-05-19)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2026
Regulatory AUM changed
Madrona Financial & Cpas reported RAUM $691.8M, up 37% from $505.7M (2025-09-26 to 2026-03-28)
Form ADVobserved 5 days ago
$186M
Occurred
Mar 20, 2025
Regulatory AUM changed
Madrona Financial & Cpas reported RAUM $505.7M, up 29% from $393.0M (2024-03-25 to 2025-03-20)
Form ADVobserved 5 days ago
$113M
Occurred
Mar 25, 2024
Regulatory AUM changed
Madrona Financial & Cpas reported RAUM $393.0M, up 46% from $268.8M (2024-01-02 to 2024-03-25)
Form ADVobserved 5 days ago
$124M
Occurred
Mar 25, 2024
Control person joined
P Richard Himmer (Managing Director) appeared on Schedule A of Madrona Financial & Cpas
Form ADVobserved 5 days ago
Occurred
Jan 24, 2022
Control person joined
Andrew Joel Maher (Co-Coo) appeared on Schedule A of Madrona Financial & Cpas
Form ADVobserved 5 days ago
Occurred
Jan 24, 2022
Control person joined
Rae Kristi Henderson (Co-Coo) appeared on Schedule A of Madrona Financial & Cpas
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3c235d0-8312-1245-1a75-4f6b04e13fda
First observed: Jan 20, 2012
Last observed: Jun 8, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MADRONA FINANCIAL & CPAS

MADRONA FINANCIAL SERVICES, LLC, CRD 115753

EVERETT, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b3c235d0-8312-1245-1a75-4f6b04e13fda

Data as of Jun 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KRISTI RAE HENDERSON

Certified Financial Planner|Personal Financial Specialist

EVERETT, WA

n/a

ROBERT WATSON BAUER

n/a

EVERETT, WA

n/a

Joel Andrew Maher

n/a

Kirkland, WA | EVERETT, WA

n/a

BRIAN KELLY EVANS

Personal Financial Specialist

EVERETT, WA

ANDREW GLASS CONNER

n/a

Tacoma, WA

MATTHEW JOHN BEYER

Certified Financial Planner

EVERETT, WA

MICHAEL DAVID SEELY

n/a

EVERETT, WA

Nicholas Conrad Smelser

n/a

EVERETT, WA | Kirkland, WA

n/a

DANIELLE MARIE MEISTER

n/a

Park City, UT | EVERETT, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EVANS, BRIAN, KELLY

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

01/1995

Jan 20, 2012

Mar 25, 2024

HENDERSON, KRISTI, RAE

CO-COO

yes

12/2021

Jan 24, 2022

Mar 25, 2024

Himmer, Richard, P

MANAGING DIRECTOR

yes

10/2021

Mar 25, 2024

Maher, Joel, Andrew

CO-COO

yes

12/2021

Jan 24, 2022

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BAUER EVANS, INC. P.S.

n/a

yes

n/a

MADRONA INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Bellevue

United States

MOUNTLAKE TERRACE

United States

Tacoma

United States

COTTONWOOD HEIGHTS

United States

PARK CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$692M

n/a

2024

Mar 20, 2025

$506M

n/a

2023

Mar 25, 2024

$393M

n/a

2022

Mar 30, 2023

$269M

n/a

2021

Mar 29, 2022

$287M

n/a

2020

Mar 17, 2021

$254M

n/a

2019

May 15, 2020

$176M

n/a

2018

Mar 29, 2019

$174M

n/a

2017

Mar 27, 2018

$166M

n/a

2016

Mar 30, 2017

$127M

$122M

n/a

2015

Mar 14, 2016

$141M

$137M

n/a

2014

Feb 6, 2015

$147M

$137M

n/a

2013

Jan 8, 2014

$133M

$125M

n/a

2012

Jan 15, 2013

$116M

$109M

n/a

2011

Jan 20, 2012

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$692M

$506M

36.8%

$269M

37.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CETERA INVESTMENT ADVISERS LLC

Nov 2, 2020

Nov 19, 2020

MOUNTLAKE TERRACE, WA

Team lift out

Ibd to RIA

0.1%