DFX Intelligence
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Reading the graph
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Advisor at M•••••• F•••••••• • C•••
EVERETT, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• F•••••••• • C••• | Independent wealth | Dec 7, 2016 | n/a | yes | EVERETT, WA | Current employment |
| M•••••• F••••• L•• | Former SEC adviser | Mar 24, 2016 | Apr 26, 2019 | no | EVERETT, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• F••••• L•• | M•••••• F•••••••• • C••• | Apr 26, 2019 | Dec 7, 2016 | -870 | Firm change after gap | Other |
| A••••••• F•••••• L•• | M•••••• F••••• L•• | Sep 27, 2016 | Mar 24, 2016 |
| A••••••• F•••••• L•• |
| Former SEC adviser |
| Mar 23, 2016 |
| Sep 27, 2016 |
| no |
| EVERETT, WA |
| Previous registration |
| -187 |
| Firm change after gap |
| Other |