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B••••• A••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

B••••• A••• J••••••

Advisor at L•• F•••••••• L••

Tempe, AZ | TEMPE, AZ

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Search this name across graphsid dfx:ria:478aa0aa-34d8-f72e-a469-4b1a79db3e5e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 12, 2025	n/a	yes	Tempe, AZ\|TEMPE, AZ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 9, 2022	Oct 21, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Oct 21, 2024	Nov 12, 2025	387	Firm change	Wirehouse to ibd
B••••••• I••••••••• S•••••••• I••• •••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 13, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29357:7691:AZ:2022-05-13	May 13, 2022	May 9, 2022	TEMPE, AZ	Firm change
7691:29357:AZ:2018-08-15	Sep 11, 2018	Sep 12, 2018	CHANDLER, AZ	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 9, 2022 to Oct 21, 2024factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Sep 12, 2018 to May 13, 2022factForm ADV

Dated events

Occurred
Oct 21, 2024
Advisor changed firm
B••••• A••• J•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2025-11-12)
Form ADVobserved 7 days ago
Occurred
May 13, 2022
Advisor changed firm
B••••• A••• J•••••• left B••••••• I••••••••• S•••••••• I••• ••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:478aa0aa-34d8-f72e-a469-4b1a79db3e5e
First observed: Jun 6, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.