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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

WILLIAM BULLUCK

Advisor at ESI FINANCIAL ADVISORS

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:478c6e21-cf7b-1d73-a2e7-66ee5b106ffa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ESI FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 6, 2019
First registration: Apr 9, 2019
Dual registered: yes, broker-dealer
Other names: William Henley Bulluck|William Henley Bulluck|Will Bulluck
IAPD individual key: 7063642

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ESI FINANCIAL ADVISORS	Independent wealth	Mar 28, 2024	n/a	yes	CHARLOTTE, NC	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 8, 2022	Jan 25, 2024	no	PHOENIX, AZ\|Charlotte, NC	Previous registration
ALLOY INVESTMENT MANAGEMENT	State registered	Jul 25, 2022	Jan 23, 2024	no	GREENVILLE, SC\|CHARLOTTE, NC	Previous registration
EDWARD JONES	National bd RIA	Apr 9, 2019	Jun 29, 2022	no	Charlotte, NC\|ST LOUIS, MO\|LAKE WYLIE, SC\|LAKE WYLIE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	ESI FINANCIAL ADVISORS	Jan 25, 2024	Mar 28, 2024	63	Firm change	RIA to RIA
ALLOY INVESTMENT MANAGEMENT	FOUNDATIONS INVESTMENT ADVISORS LLC	Jan 23, 2024	Aug 8, 2022	-533	Firm change after gap	Other
EDWARD JONES	ALLOY INVESTMENT MANAGEMENT	Jun 29, 2022	Jul 25, 2022	26	Firm change	Ibd to state RIA

Relationships

Registered with (4)

→ ESI FINANCIAL ADVISORSRegistered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Aug 8, 2022 to Jan 25, 2024factForm ADV
→ ALLOY INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jul 25, 2022 to Jan 23, 2024factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 9, 2019 to Jun 29, 2022factForm ADV

Dated events

Occurred
Jan 25, 2024
Advisor changed firm
William Bulluck left Foundations Investment Advisors Llc for Esi Financial Advisors (registered 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2024
Advisor changed firm
William Bulluck left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2022-08-08)
Form ADVobserved 6 days ago
Occurred
Jun 29, 2022
Advisor changed firm
William Bulluck left Edward Jones for Alloy Investment Management (registered 2022-07-25)
Form ADVobserved 6 days ago