DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Bulluck

Esi Financial Advisorsindependent RIACharlotte, Ncdual registrantIAPD 7063642

Feed of 09/14/2026

Also filed as William Henley Bulluck

At current firm

2 y

since Mar 28, 2024

In the industry

9 y

since Nov 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Esi Financial Advisors independent RIA current
since Mar 28, 2024 · Charlotte, Nc
Foundations Investment Advisors LLC independent RIA
Aug 8, 2022 to Jan 25, 2024 · Phoenix, Az
Alloy Investment Management state registered
Jul 25, 2022 to Jan 23, 2024 · Greenville, Sc
Edward Jones national BD
Apr 9, 2019 to Jun 29, 2022 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Foundations Investment Advisors LLC to Esi Financial Advisors
left Jan 25, 2024, registered Mar 28, 2024 (63 days) · RIA to RIA
Alloy Investment Management to Foundations Investment Advisors LLC
left Jan 23, 2024, registered Aug 8, 2022 (-533 days) · Other
Edward Jones to Alloy Investment Management
left Jun 29, 2022, registered Jul 25, 2022 (26 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

William Bulluck left Foundations Investment Advisors Llc for Esi Financial Advisors (registered 2024-03-28)
Jan 25, 2024 · Advisor changed firm · fact
William Bulluck left Alloy Investment Management for Foundations Investment Advisors Llc (registered 2022-08-08)
Jan 23, 2024 · Advisor changed firm · fact
William Bulluck left Edward Jones for Alloy Investment Management (registered 2022-07-25)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 9derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address