D••••• A•••••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47974930-2315-8f7a-4c20-ba778f945624

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Feb 3, 2021	n/a	yes	SAN RAFAEL, CA	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Mar 22, 2019	Jan 2, 2020	no	Roseville, CA\|ARLINGTON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	G••••• R••••••••• P••••••• L••	Jan 2, 2020	Feb 3, 2021	398	Firm change	Other
S••••••••• A•••••• A•••••••• I•••	E•••••• C•••••• M••••••••• L••	Mar 14, 2019	Mar 22, 2019

Relationships

Registered with (5)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Feb 3, 2021 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 22, 2019 to Jan 2, 2020factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 16, 2018 to Mar 14, 2019factForm ADV
→ F••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47974930-2315-8f7a-4c20-ba778f945624
First observed: Dec 23, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.