DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Alcala
Feed of 09/14/2026
Also filed as Dan Alcala
At current firm
5 y
since Feb 3, 2021
In the industry
21 y
since Aug 1, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Feb 3, 2021 · San Rafael, Ca
- E*Trade Capital Management, LLC formerMar 22, 2019 to Jan 2, 2020 · Roseville, Ca
- Securities America Advisors, Inc. formerOct 16, 2018 to Mar 14, 2019 · San Jose, Ca
- Securities America Advisors, Inc. formerMay 16, 2018 to Sep 4, 2018 · Santa Cruz, Ca
- Securities America Advisors, Inc. formerDec 13, 2016 to Mar 16, 2018 · Pleasanton, Ca
- Foothill Securities, Inc. formerJul 3, 2015 to Dec 9, 2016 · Santa Clara, Ca
- Bancwest Investment Services, Inc. (Bwis) formerDec 23, 2014 to Jun 30, 2015 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Global Retirement Partners LLCleft Jan 2, 2020, registered Feb 3, 2021 (398 days) · Other
- Securities America Advisors, Inc. to E*Trade Capital Management, LLCleft Mar 14, 2019, registered Mar 22, 2019 (8 days) · Affiliated broker-dealer or bank to independent RIA
- Foothill Securities, Inc. to Securities America Advisors, Inc.left Dec 9, 2016, registered Dec 13, 2016 (4 days) · Other
- Bancwest Investment Services, Inc. (Bwis) to Foothill Securities, Inc.left Jun 30, 2015, registered Jul 3, 2015 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address