B•••• R•• M••••

Advisor at S••••• I••••••••• M••••••••• L••

LONG BEACH, NY | TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47a54a83-6862-a0d1-1783-8fb81c0fc1dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• M••••••••• L••	Independent wealth	May 26, 2026	n/a	yes	LONG BEACH, NY\|TUCSON, AZ	Current employment
E•••••••• M••• A•••• M••••••••• L••	Independent wealth	n/a	n/a	no	Marana, AZ\|DANVILLE, CA	Previous registration

Relationships

Registered with (2)

→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
May 26, 2026 to presentfactForm ADV
→ E•••••••• M••• A•••• M••••••••• L••Registered adviserregistration: previous registration
factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47a54a83-6862-a0d1-1783-8fb81c0fc1dd
First observed: Jan 1, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.