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Advisor at LPL FINANCIAL LLC
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 10, 2021 | n/a | yes | PITTSBURGH, PA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Dec 2, 2015 | Mar 12, 2021 | no | PITTSBURGH, PA|PITTSBURGH, PA|SCOTTSDALE, AZ|PITTSBURGH, PA | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Mar 6, 2009 | Dec 8, 2015 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 9, 2002 | Jan 5, 2005 | no | BEAVER, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Mar 12, 2021 | Mar 10, 2021 | -2 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | OSAIC WEALTH, INC. | Dec 8, 2015 | Dec 2, 2015 | -6 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NFP ADVISOR SERVICES, LLC | Jan 5, 2005 | Mar 6, 2009 | 1,521 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:PA:2021-03-12 | Mar 12, 2021 | Mar 10, 2021 | PITTSBURGH, PA | Firm change |