RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• W••••• A•••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 10, 2021 · Pittsburgh, Pa
- O•••• W•••••• I••• BD affiliatedDec 2, 2015 to Mar 12, 2021 · Pittsburgh, Pa
- N•• A•••••• S•••••••• L•• formerMar 6, 2009 to Dec 8, 2015 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 9, 2002 to Jan 5, 2005 · Beaver, Pa
- O•••• W•••••• I••• to L•• F•••••••• L••left Mar 12, 2021, registered Mar 10, 2021 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- N•• A•••••• S•••••••• L•• to O•••• W•••••• I•••left Dec 8, 2015, registered Dec 2, 2015 (-6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• A•••••• S•••••••• L••left Jan 5, 2005, registered Mar 6, 2009 (1521 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address