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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

TAMMY Lee HOLSTEIN

Advisor at EMPOWER ADVISORY GROUP, LLC

Milton, WV | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:47f80ad8-6786-db53-dc35-adf0df21bf60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 20, 2016
First registration: Feb 23, 2021
Dual registered: yes, broker-dealer
Other names: Tammy Lee Burgess|Tammy L Holstein|TAMMY HOLSTEIN|Tammy Lee Holstein
IAPD individual key: 6646503

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Feb 27, 2023	n/a	yes	Milton, WV\|GREENWOOD VILLAGE, CO	Current employment
ADVANCED ADVISOR GROUP, LLC	Independent wealth	Mar 30, 2022	Feb 20, 2023	no	CAMBRIDGE, MN	Previous registration
EFS ADVISORS	Bd affiliated wealth	Mar 30, 2022	Feb 20, 2023	no	CAMBRIDGE, MN	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 23, 2021	Mar 23, 2022	no	SEVEN FIELDS, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EFS ADVISORS	EMPOWER ADVISORY GROUP, LLC	Feb 20, 2023	Feb 27, 2023	7	Firm change	RIA to ibd
ADVANCED ADVISOR GROUP, LLC	EFS ADVISORS	Feb 20, 2023	Mar 30, 2022	-327	Firm change after gap	RIA to RIA
VALIC FINANCIAL ADVISORS, INC.	ADVANCED ADVISOR GROUP, LLC	Mar 23, 2022	Mar 30, 2022	7	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Feb 27, 2023 to presentfactForm ADV
→ EFS ADVISORSRegistered adviserregistration: previous registration
Mar 30, 2022 to Feb 20, 2023factForm ADV
→ ADVANCED ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Mar 30, 2022 to Feb 20, 2023factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 23, 2021 to Mar 23, 2022factForm ADV

Dated events

Occurred
Feb 20, 2023
Advisor changed firm
Tammy Lee Holstein left Efs Advisors for Empower Advisory Group, Llc (registered 2023-02-27)
Form ADVobserved 5 days ago
Occurred
Feb 20, 2023
Advisor changed firm
Tammy Lee Holstein left Advanced Advisor Group, Llc for Efs Advisors (registered 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2022
Advisor changed firm
Tammy Lee Holstein left Valic Financial Advisors, Inc. for Advanced Advisor Group, Llc (registered 2022-03-30)
Form ADVobserved 5 days ago