DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• L•• H•••••••

E•••••• A••••••• G••••• L••BD affiliatedMilton, Wv dual registrantIAPD 6646503

Feed of 09/14/2026

Also filed as Tammy Lee Burgess

At current firm

3 y

since Feb 27, 2023

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Feb 27, 2023 · Milton, Wv
E•• A••••••• BD affiliated
Mar 30, 2022 to Feb 20, 2023 · Cambridge, Mn
A••••••• A•••••• G••••• L•• independent RIA
Mar 30, 2022 to Feb 20, 2023 · Cambridge, Mn
V•••• F•••••••• A•••••••• I••• BD affiliated
Feb 23, 2021 to Mar 23, 2022 · Seven Fields, Pa

Moves

a registration end followed by a registration begin elsewhere

E•• A••••••• to E•••••• A••••••• G••••• L••
left Feb 20, 2023, registered Feb 27, 2023 (7 days) · RIA to affiliated broker-dealer or bank
A••••••• A•••••• G••••• L•• to E•• A•••••••
left Feb 20, 2023, registered Mar 30, 2022 (-327 days) · RIA to RIA
V•••• F•••••••• A•••••••• I••• to A••••••• A•••••• G••••• L••
left Mar 23, 2022, registered Mar 30, 2022 (7 days) · Affiliated broker-dealer or bank to independent RIA

Signals

T•••• L•• H••••••• left E•• A••••••• for E•••••• A••••••• G••••• L•• (registered 2023-02-27)
Feb 20, 2023 · a•••••• firm change · fact
T•••• L•• H••••••• left A••••••• A•••••• G••••• L•• for E•• A••••••• (registered 2022-03-30)
Feb 20, 2023 · a•••••• firm change · fact
T•••• L•• H••••••• left V•••• F•••••••• A•••••••• I••• for A••••••• A•••••• G••••• L•• (registered 2022-03-30)
Mar 23, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address