DFX Intelligence

H•••••• M• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

H•••••• M• W•••••

Advisor at B•• W••••• A•••••••• L••

VERNON HILLS, IL

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Search this name across graphsid dfx:ria:4806604c-d6a9-68ce-423a-38b95f091166

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• W••••• A•••••••• L••	Independent wealth	Jul 6, 2017	n/a	yes	VERNON HILLS, IL	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Jun 23, 2017	Jun 30, 2023	no	VERNON HILLS, IL\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	B•• W••••• A•••••••• L••	Jun 30, 2023	Jul 6, 2017	-2,185	Firm change after gap	Other
G•• F•••••••• A•••••••• I•••	C••• F•••••••• S•••••••• L•••	May 24, 2017	Jun 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
42132:164173:CA:2023-06-30	Jun 30, 2023	Jul 6, 2017	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (5)

→ B•• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 6, 2017 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jun 23, 2017 to Jun 30, 2023factForm ADV
→ G•• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2016 to May 24, 2017factForm ADV
→ F•••• F•••••••• M••••••••• L•

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4806604c-d6a9-68ce-423a-38b95f091166
First observed: Sep 4, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.