RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• M• W•••••
- B•• W••••• A•••••••• L•• independent RIA currentsince Jul 6, 2017 · Vernon Hills, Il
- C••• F•••••••• S•••••••• L••• formerJun 23, 2017 to Jun 30, 2023 · Vernon Hills, Il
- G•• F•••••••• A•••••••• I••• formerJul 13, 2016 to May 24, 2017 · Lake Forest, Il
- F•••• F•••••••• M••••••••• L• independent RIAJul 28, 2014 to Oct 28, 2014 · Lincolnshire, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 4, 2013 to Jul 14, 2014 · Northbrook, Il
- C••• F•••••••• S•••••••• L••• to B•• W••••• A•••••••• L••left Jun 30, 2023, registered Jul 6, 2017 (-2185 days) · Other · moved with a team
- G•• F•••••••• A•••••••• I••• to C••• F•••••••• S•••••••• L•••left May 24, 2017, registered Jun 23, 2017 (30 days) · Other
- F•••• F•••••••• M••••••••• L• to G•• F•••••••• A•••••••• I•••left Oct 28, 2014, registered Jul 13, 2016 (624 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• F•••••••• M••••••••• L•left Jul 14, 2014, registered Jul 28, 2014 (14 days) · Other
- H•••••• M• W••••• left C••• F•••••••• S•••••••• L••• for B•• W••••• A•••••••• L•• (registered 2017-07-06)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address