DFX Intelligence

T••••• J••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

T••••• J••••• B•••

Advisor at C•••• R••• A••••••• L••

PONTE VEDRA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• R••• A••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• R••• A••••••• L••	Former SEC adviser	Apr 4, 2024	n/a	yes	PONTE VEDRA BEACH, FL	Current employment
S•••••• C•••••• A••••••• L••	Bd affiliated wealth	Nov 1, 2019	Mar 14, 2024	no	Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C•••••• A••••••• L••	C•••• R••• A••••••• L••	Mar 14, 2024	Apr 4, 2024	21	Firm change	Ibd to new firm
J••• M••••• S••••••••• L••	S•••••• C•••••• A••••••• L••	Nov 6, 2019	Nov 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
157299:328929:IL:2024-03-14	Mar 14, 2024	Apr 4, 2024	CHICAGO, IL	Firm change
79:157299:IL:2019-11-06	Nov 6, 2019	Nov 1, 2019	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ C•••• R••• A••••••• L••Registered adviserregistration: current employment
Apr 4, 2024 to presentfactForm ADV
→ S•••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Nov 1, 2019 to Mar 14, 2024factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 22, 2011 to Nov 6, 2019factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

Order

Occurred
14 Mar 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 20, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.