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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CORAL REEF ADVISORS LLC

CRD 328929

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bededbc-eab2-039d-2dc6-21eaa5b5c8ad

Data as of Jul 15, 2024 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Dec 19, 2023 to Jul 15, 2024
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $52.7MItem 5.F on the latest filing (2024-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $52.7M
Private client RAUM: $52.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $26.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 36
High net worth clients: 11
Custody, client assets: $52.7M
SEC number: 801-129380
CRD: 328929
Filings on the tape: 6
First filed: Dec 19, 2023
Latest filed: Jul 15, 2024
Organised: Limited Liability Company, Florida

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES SYLVERE RICHARD	n/a	PONTE VEDRA BEACH, FL \| Ponte Vedra, FL	2	31	6	yes
THOMAS JOSEPH BOYD	n/a	PONTE VEDRA BEACH, FL	2	30	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOYD, THOMAS, JOSEPH	MANAGING PARTNER AND CCO	E	yes	08/2023	Jun 20, 2024	Jul 15, 2024
RICHARD, JAMES, SYLVERE	MANAGING PARTNER	Na	yes	08/2023	Jun 20, 2024	Jul 15, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SNOWDEN CAPITAL ADVISORS LLC	2	Mar 14, 2024	Apr 4, 2024	CHICAGO, IL	Team lift out	Ibd to new firm	1.9%

Relationships

Controls (2)

← RICHARD, JAMES, SYLVEREOwnerMANAGING PARTNER, ownership code NA, individual
Jun 20, 2024 to presentfactForm ADV
← BOYD, THOMAS, JOSEPHOwnerMANAGING PARTNER AND CCO, ownership code E, individual
Jun 20, 2024 to presentfactForm ADV

Registered with (3)

← THOMAS JOSEPH BOYDAdvisorregistration: current employment
Apr 4, 2024 to presentfactForm ADV
← JAMES SYLVERE RICHARDAdvisorregistration: current employment
Feb 27, 2024 to presentfactForm ADV
← ALAN RICHARD JOYCEAdvisorregistration: previous registration
Nov 8, 2024 to Jun 27, 2025factForm ADV

Moved with (1)

← SNOWDEN CAPITAL ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Mar 14, 2024 to Apr 4, 2024factForm ADV

Dated events

Occurred
Jun 27, 2025
Advisor changed firm
Alan Richard Joyce left Coral Reef Advisors Llc for Rossby Financial, Llc (registered 2025-05-16)
Form ADVobserved 3 days ago
Occurred
Mar 14, 2024
Team lift-out
2 advisors left Snowden Capital Advisors LLC (Chicago, IL) for Coral Reef Advisors LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 19, 2023
First Form ADV filing
Coral Reef Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bededbc-eab2-039d-2dc6-21eaa5b5c8ad
First observed: Dec 19, 2023
Last observed: Jul 15, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORAL REEF ADVISORS LLC

CRD 328929

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bededbc-eab2-039d-2dc6-21eaa5b5c8ad

Data as of Jul 15, 2024 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES SYLVERE RICHARD

n/a

PONTE VEDRA BEACH, FL | Ponte Vedra, FL

yes

THOMAS JOSEPH BOYD

n/a

PONTE VEDRA BEACH, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOYD, THOMAS, JOSEPH

MANAGING PARTNER AND CCO

yes

08/2023

Jun 20, 2024

Jul 15, 2024

RICHARD, JAMES, SYLVERE

MANAGING PARTNER

yes

08/2023

Jun 20, 2024

Jul 15, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SNOWDEN CAPITAL ADVISORS LLC

Mar 14, 2024

Apr 4, 2024

CHICAGO, IL

Team lift out

Ibd to new firm

1.9%