DFX Intelligence

Data Factory

RIA / WealthAdvisor15 years in industry

Peter Donald Thaldorf

Advisor at BROOKWOOD INVESTMENT GROUP

BLOOMINGTON, MN | PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4876d8ec-d806-a880-2ac4-0c04e70502c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Mar 4, 2016
First registration: Mar 11, 2016
Dual registered: no
IAPD individual key: 6624095

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	Jun 15, 2025	n/a	yes	BLOOMINGTON, MN\|PHOENIX, AZ	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Sep 16, 2021	Mar 31, 2025	no	BLOOMINGTON, MN\|PHOENIX, AZ	Previous registration
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	Jun 16, 2020	Sep 20, 2021	no	Bloomfield, MN\|RENO, NV	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Oct 9, 2018	Jun 19, 2020	no	Bloomington, MN\|KENTWOOD, MI	Previous registration
SECURE INVESTMENT MANAGEMENT, LLC	Independent wealth	Mar 11, 2016	Oct 8, 2018	no	Bloomington, MN\|TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Mar 31, 2025	Jun 15, 2025	76	Bulk transfer	RIA to RIA
BELPOINTE ASSET MANAGEMENT LLC	REDWOOD PRIVATE WEALTH	Sep 20, 2021	Sep 16, 2021	-4	Firm change	RIA to new firm
REGAL INVESTMENT ADVISORS LLC	BELPOINTE ASSET MANAGEMENT LLC	Jun 19, 2020	Jun 16, 2020	-3	Firm change	Ibd to RIA
SECURE INVESTMENT MANAGEMENT, LLC	REGAL INVESTMENT ADVISORS LLC	Oct 8, 2018	Oct 9, 2018	1	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125004:143440:MI:2020-06-19	Jun 19, 2020	Jun 16, 2020	KENTWOOD, MI	Firm change

Relationships

Registered with (5)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Jun 15, 2025 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Sep 16, 2021 to Mar 31, 2025factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 16, 2020 to Sep 20, 2021factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Oct 9, 2018 to Jun 19, 2020factForm ADV
→ SECURE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 11, 2016 to Oct 8, 2018factForm ADV

Dated events

No dated event names this entity yet.