DFX Intelligence

D••• P••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

D••• P••• W•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

Indianapolis, IN

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Search this name across graphsid dfx:ria:48871893-ae9d-d47c-a762-72c0819df297

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Apr 16, 2026	n/a	yes	Indianapolis, IN\|Indianapolis, IN	Current employment
G•••••• I••••••••• M•••••••••	Mixed wealth	Jun 6, 2019	May 12, 2026	no	CARMEL, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• I••••••••• M•••••••••	R••••• W• B•••• • C•• I•••••••••	May 12, 2026	Apr 16, 2026	-26	Firm change	RIA to RIA
W•••••• W••••• M••••••••• I•••	G•••••• I••••••••• M•••••••••	Jun 3, 2019	Jun 6, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
44402:8158:IN:2026-05-12	May 12, 2026	Apr 16, 2026	CARMEL, IN	Firm change

Relationships

Registered with (6)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ G•••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jun 6, 2019 to May 12, 2026factForm ADV
→ W•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2014 to Jun 3, 2019factForm ADV
→ H•••••• A•••••••• L••

Dated events

Occurred
May 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48871893-ae9d-d47c-a762-72c0819df297
First observed: Jun 6, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.