RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• P••• W•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Apr 16, 2026 · Indianapolis, In
- G•••••• I••••••••• M••••••••• mixed wealthJun 6, 2019 to May 12, 2026 · Carmel, In
- W•••••• W••••• M••••••••• I••• formerMar 17, 2014 to Jun 3, 2019 · Miami, Fl
- H•••••• A•••••••• L•• formerOct 17, 2012 to Feb 24, 2014 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDFeb 13, 2009 to Sep 18, 2012 · Carmel, In
- S•••••••• A••••••• L•• national BDJun 6, 2007 to Jan 27, 2009 · Blue Ash, Oh
- G•••••• I••••••••• M••••••••• to R••••• W• B•••• • C•• I•••••••••left May 12, 2026, registered Apr 16, 2026 (-26 days) · RIA to RIA · moved with a team
- W•••••• W••••• M••••••••• I••• to G•••••• I••••••••• M•••••••••left Jun 3, 2019, registered Jun 6, 2019 (3 days) · RIA to RIA
- H•••••• A•••••••• L•• to W•••••• W••••• M••••••••• I•••left Feb 24, 2014, registered Mar 17, 2014 (21 days) · Other
- C•••••• S••••• • C••• I••• to H•••••• A•••••••• L••left Sep 18, 2012, registered Oct 17, 2012 (29 days) · Other
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Jan 27, 2009, registered Feb 13, 2009 (17 days) · Affiliated broker-dealer or bank to another
- D••• P••• W••••• left G•••••• I••••••••• M••••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2026-04-16)May 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address