DFX Intelligence
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Reading the graph
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Advisor at C••• L••
OMAHA, NE | Edmond, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• L•• | Bd affiliated wealth | May 18, 2026 | n/a | yes | Edmond, OK|OMAHA, NE | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 7, 2017 | Jun 3, 2026 | no | OKLAHOMA CITY, OK|ROSWELL, GA|EDMOND, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C••• L•• | Jun 3, 2026 | May 18, 2026 | -16 | Firm change | Ibd to ibd |
| A••••• W••••• M••••••••• | L•• F•••••••• L•• | Feb 24, 2017 | Feb 7, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:155344:OK:2026-06-01 | Jun 3, 2026 | May 18, 2026 | EDMOND, OK | Firm change |
| A••••• W••••• M••••••••• | Independent wealth | May 31, 2011 | Feb 24, 2017 | no | OKLAHOMA CITY, OK|DEL CITY, OK | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Sep 17, 2008 | May 11, 2011 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | May 1, 2008 | Jul 30, 2008 | no | FRISCO, TX | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 11, 2005 | May 8, 2008 | no | PLANO, TX|COPPELL, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 12, 2003 | Mar 31, 2005 | no | RICHARDSON, TX | Previous registration |
| Firm change |
| Other |
| C•••• I••••••••• S••••••• C•••• | A••••• W••••• M••••••••• | May 11, 2011 | May 31, 2011 | 20 | Firm change | Other |
| F•• S••••••••• C••••••••• | C•••• I••••••••• S••••••• C•••• | Jul 30, 2008 | Sep 17, 2008 | 49 | Firm change | Other |
| L•• F•••••••• L•• | F•• S••••••••• C••••••••• | May 8, 2008 | May 1, 2008 | -7 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | L•• F•••••••• L•• | Mar 31, 2005 | Aug 11, 2005 | 133 | Firm change | Other |