RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• D••••• P••••••
- C••• L•• BD affiliated currentsince May 18, 2026 · Edmond, Ok
- L•• F•••••••• L•• BD affiliatedFeb 7, 2017 to Jun 3, 2026 · Oklahoma City, Ok
- A••••• W••••• M••••••••• independent RIAMay 31, 2011 to Feb 24, 2017 · Oklahoma City, Ok
- C•••• I••••••••• S••••••• C•••• formerSep 17, 2008 to May 11, 2011 · Dallas, Tx
- F•• S••••••••• C••••••••• formerMay 1, 2008 to Jul 30, 2008 · Frisco, Tx
- L•• F•••••••• L•• BD affiliatedAug 11, 2005 to May 8, 2008 · Plano, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 12, 2003 to Mar 31, 2005 · Richardson, Tx
- L•• F•••••••• L•• to C••• L••left Jun 3, 2026, registered May 18, 2026 (-16 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••• W••••• M••••••••• to L•• F•••••••• L••left Feb 24, 2017, registered Feb 7, 2017 (-17 days) · Other
- C•••• I••••••••• S••••••• C•••• to A••••• W••••• M•••••••••left May 11, 2011, registered May 31, 2011 (20 days) · Other
- F•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 30, 2008, registered Sep 17, 2008 (49 days) · Other
- L•• F•••••••• L•• to F•• S••••••••• C•••••••••left May 8, 2008, registered May 1, 2008 (-7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 31, 2005, registered Aug 11, 2005 (133 days) · Other
- S•••• D••••• P•••••• left L•• F•••••••• L•• for C••• L•• (registered 2026-05-18)Jun 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address