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A••• K••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

A••• K••• D•••

Advisor at H•••••••• A•••••••• L••

Fort Worth, TX | CHICAGO, IL

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Search this name across graphsid dfx:ria:48ae20dd-5e48-6a6d-514a-a27623045204

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 13, 2020	n/a	yes	Fort Worth, TX\|CHICAGO, IL	Current employment
T••• T••• C•••••• M••••••••• L••	Former SEC adviser	Apr 24, 2009	Nov 13, 2020	no	FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• T••• C•••••• M••••••••• L••	H•••••••• A•••••••• L••	Nov 13, 2020	Oct 13, 2020	-31	Firm change after gap	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••• T••• C•••••• M••••••••• L••	Apr 29, 2009	Apr 24, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149474:145323:TX:2020-11-13	Nov 13, 2020	Oct 13, 2020	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 13, 2020 to presentfactForm ADV
→ T••• T••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2009 to Nov 13, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 13, 2000 to Apr 29, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48ae20dd-5e48-6a6d-514a-a27623045204
First observed: Oct 13, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.