DFX Intelligence
RIA Intelligence
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Registered advisor
A••• K••• D•••
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Oct 13, 2020
In the industry
25 y
since Oct 12, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• A•••••••• L•• BD affiliated currentsince Oct 13, 2020 · Fort Worth, Tx
- T••• T••• C•••••• M••••••••• L•• formerApr 24, 2009 to Nov 13, 2020 · Fort Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 13, 2000 to Apr 29, 2009 · Ft. Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- T••• T••• C•••••• M••••••••• L•• to H•••••••• A•••••••• L••left Nov 13, 2020, registered Oct 13, 2020 (-31 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••• T••• C•••••• M••••••••• L••left Apr 29, 2009, registered Apr 24, 2009 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address