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RIA / WealthAdvisor36 years in industry

NILE JOSEPH STEIGERWALD

Advisor at WOODSTOCK WEALTH MANAGEMENT, INC.

Saratoga Springs, NY | WOODSTOCK, GA

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Search this name across graphsid dfx:ria:48beab87-b6b6-0a12-6dc7-3151c8317d7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODSTOCK WEALTH MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S63|S65
First exam: Jan 24, 1990
First registration: Jun 25, 2002
Dual registered: no
Other names: NILE J STEIGERWALD
IAPD individual key: 2004452

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODSTOCK WEALTH MANAGEMENT, INC.	Independent wealth	Jul 18, 2018	n/a	yes	WOODSTOCK, GA\|Saratoga Springs, NY	Current employment
WOODSTOCK FINANCIAL GROUP, INC.	Former SEC adviser	Apr 16, 2009	Nov 7, 2018	no	WOODSTOCK, GA\|Chatham, NJ	Previous registration
PAULSON INVESTMENT COMPANY, LLC	Former SEC adviser	Mar 7, 2006	May 15, 2009	no	MORRISTOWN, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	May 9, 2003	Feb 28, 2006	no	SHORT HILLS, NJ\|SHORT HILLS, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 25, 2002	May 14, 2003	no	SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODSTOCK FINANCIAL GROUP, INC.	WOODSTOCK WEALTH MANAGEMENT, INC.	Nov 7, 2018	Jul 18, 2018	-112	Channel change	RIA to new firm
PAULSON INVESTMENT COMPANY, LLC	WOODSTOCK FINANCIAL GROUP, INC.	May 15, 2009	Apr 16, 2009	-29	Firm change	Other
MORGAN STANLEY DW INC.	PAULSON INVESTMENT COMPANY, LLC	Feb 28, 2006	Mar 7, 2006	7	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	MORGAN STANLEY DW INC.	May 14, 2003	May 9, 2003	-5	Firm change	Other

Relationships

Registered with (5)

→ WOODSTOCK WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Jul 18, 2018 to presentfactForm ADV
→ WOODSTOCK FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 16, 2009 to Nov 7, 2018factForm ADV
→ PAULSON INVESTMENT COMPANY, LLCRegistered adviserregistration: previous registration
Mar 7, 2006 to May 15, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 9, 2003 to Feb 28, 2006factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 25, 2002 to May 14, 2003factForm ADV

Dated events

No dated event names this entity yet.