RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• J••••• S•••••••••
- W•••••••• W••••• M••••••••• I••• independent RIA currentsince Jul 18, 2018 · W••••••••, Ga
- W•••••••• F•••••••• G••••• I••• formerApr 16, 2009 to Nov 7, 2018 · W••••••••, Ga
- P•••••• I••••••••• C••••••• L•• formerMar 7, 2006 to May 15, 2009 · Morristown, Nj
- M••••• S•••••• D• I••• unclassifiedMay 9, 2003 to Feb 28, 2006 · Short Hills, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJun 25, 2002 to May 14, 2003 · Short Hills, Nj
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Nov 7, 2018, registered Jul 18, 2018 (-112 days) · channel change inside one enterprise, not a move
- P•••••• I••••••••• C••••••• L•• to W•••••••• F•••••••• G••••• I•••left May 15, 2009, registered Apr 16, 2009 (-29 days) · Other
- M••••• S•••••• D• I••• to P•••••• I••••••••• C••••••• L••left Feb 28, 2006, registered Mar 7, 2006 (7 days) · Other
- P••••••••• E••••• G••••• L•• to M••••• S•••••• D• I•••left May 14, 2003, registered May 9, 2003 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address