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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

TRUST ADVISORS

TRUST ADVISORS, LLC, CRD 299528

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48c67d78-9275-be61-3095-d97bc65d40d2

Data as of Mar 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Nov 7, 2018 to Mar 14, 2025
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2025-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-114402
CRD: 299528
Filings on the tape: 12
First filed: Nov 7, 2018
Latest filed: Mar 14, 2025
Organised: Limited Liability Company, IN
Website: trustadvisors.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROCK, RONALD, ROBERT	OWNER/MANAGING MEMBER	D	yes	12/2011	Nov 7, 2018	Mar 26, 2024
BROCK, RONALD, ROBERT	MANAGING DIRECTOR	Na	yes	02/2009	Nov 7, 2018	Mar 26, 2024
GILREATH, DAVID, SHEAFF	OWNER/MANAGING MEMBER	D	yes	12/2011	Nov 7, 2018	Mar 26, 2024
GILREATH, DAVID, SHEAFF	MANAGING DIRECTOR	Na	yes	02/2009	Nov 7, 2018	Mar 26, 2024
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	HOLDING CO.	E	yes	02/2009	Nov 7, 2018	Mar 26, 2024
BRUCH, AUDREY, LYNN	CHIEF COMPLIANCE OFFICER	Na	no	11/2018	Nov 7, 2018	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHEAFF BROCK INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
INNOVATIVE PORTFOLIOS LLC	n/a	Former SEC adviser	$785M	N	yes	n/a
SALZINGER SHEAFF BROCK, LLC	n/a	Former SEC adviser	$317M	N	yes	n/a
SBAUER FUNDS, LLC	n/a	Asset manager	$61.3M	N	no	n/a
TREVI GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2024	Mar 14, 2025	$0	$0	4	2	n/a	n/a
2023	Mar 22, 2024	$0	$0	3	2	n/a	n/a
2022	Mar 22, 2023	$0	$0	3	2	n/a	n/a
2021	Mar 8, 2022	$0	$0	3	2	n/a	n/a
2020	Mar 8, 2021	$0	$0	3	2	n/a	n/a
2019	Mar 13, 2020	$0	$0	3	2	n/a	n/a
2018	Mar 22, 2019	$0	$0	3	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	$0	n/a	$0	n/a	4	3	0	0

Relationships

Affiliated with (8)

← SBAUER FUNDS, LLCRegistered adviserother investment adviser
factForm ADV
← SALZINGER SHEAFF BROCK, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SHEAFF BROCK INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← INNOVATIVE PORTFOLIOS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SHEAFF BROCK INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SALZINGER SHEAFF BROCK, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SBAUER FUNDS, LLCRegistered adviserother investment adviser
factForm ADV
→ INNOVATIVE PORTFOLIOS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← BROCK, RONALD, ROBERTOwnerOWNER/MANAGING MEMBER, ownership code D, individual
Nov 7, 2018 to Mar 26, 2024factForm ADV
← GILREATH, DAVID, SHEAFFOwnerOWNER/MANAGING MEMBER, ownership code D, individual
Nov 7, 2018 to Mar 26, 2024factForm ADV
← SHEAFF BROCK CAPITAL MANAGEMENT, LLCOwnerHOLDING CO., ownership code E, domestic entity
Nov 7, 2018 to Mar 26, 2024factForm ADV

Owns (1)

← BRUCH, AUDREY, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 7, 2018 to Mar 26, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 7, 2018
First Form ADV filing
Trust Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Sep 2, 2025
Trust Advisors no longer on the SEC adviser roster (last listed 2025-08-01)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48c67d78-9275-be61-3095-d97bc65d40d2
First observed: Nov 7, 2018
Last observed: Mar 14, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRUST ADVISORS

TRUST ADVISORS, LLC, CRD 299528

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48c67d78-9275-be61-3095-d97bc65d40d2

Data as of Mar 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROCK, RONALD, ROBERT

OWNER/MANAGING MEMBER

yes

12/2011

Nov 7, 2018

Mar 26, 2024

BROCK, RONALD, ROBERT

MANAGING DIRECTOR

yes

02/2009

Nov 7, 2018

Mar 26, 2024

GILREATH, DAVID, SHEAFF

OWNER/MANAGING MEMBER

yes

12/2011

Nov 7, 2018

Mar 26, 2024

GILREATH, DAVID, SHEAFF

MANAGING DIRECTOR

yes

02/2009

Nov 7, 2018

Mar 26, 2024

SHEAFF BROCK CAPITAL MANAGEMENT, LLC

HOLDING CO.

yes

02/2009

Nov 7, 2018

Mar 26, 2024

BRUCH, AUDREY, LYNN

CHIEF COMPLIANCE OFFICER

11/2018

Nov 7, 2018

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHEAFF BROCK INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

INNOVATIVE PORTFOLIOS LLC

n/a

Former SEC adviser

$785M

yes

n/a

SALZINGER SHEAFF BROCK, LLC

n/a

Former SEC adviser

$317M

yes

n/a

SBAUER FUNDS, LLC

n/a

Asset manager

$61.3M

n/a

TREVI GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 14, 2025

n/a

2023

Mar 22, 2024

n/a

2022

Mar 22, 2023

n/a

2021

Mar 8, 2022

n/a

2020

Mar 8, 2021

n/a

2019

Mar 13, 2020

n/a

2018

Mar 22, 2019

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

n/a