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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

INNOVATIVE PORTFOLIOS LLC

CRD 281382

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cdd3624-61fd-4549-8eff-77694daeeb44

Data as of Mar 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 10
On other graphs: 0
Observed: Oct 13, 2015 to Mar 26, 2025
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $785MItem 5.F on the latest filing (2025-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $784M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 974
Private funds: 1Schedule D 7.B(1)
SEC number: 801-106812
CRD: 281382
Filings on the tape: 24
First filed: Oct 13, 2015
Latest filed: Mar 26, 2025
Organised: Limited Liability Company, IN

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TREVI FUND I LP	Hedge Fund	$4.4M	Mar 26, 2024	2	Mar 8, 2022	reported	021-437927

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROCK, RONALD, ROBERT	OWNER/MANAGING MEMBER	D	yes	11/2011	Oct 13, 2015	Mar 26, 2024
BROCK, RONALD, ROBERT	MANAGING DIRECTOR	Na	yes	08/2015	Oct 13, 2015	Mar 26, 2024
GILREATH, DAVID, SHEAFF	OWNER/MANAGING MEMBER	D	yes	12/2011	Oct 13, 2015	Mar 26, 2024
GILREATH, DAVID, SHEAFF	MANAGING DIRECTOR	Na	yes	08/2015	Oct 13, 2015	Mar 26, 2024
SHEAFF BROCK CAPITAL MANAGEMENT, LLC	HOLDING CO.	E	yes	08/2015	Oct 13, 2015	Mar 26, 2024
BRUCH, AUDREY, LYNN	CHIEF COMPLIANCE OFFICER	Na	no	03/2017	Mar 23, 2017	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHEAFF BROCK INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
SALZINGER SHEAFF BROCK, LLC	n/a	Former SEC adviser	$317M	N	yes	n/a
SBAUER FUNDS, LLC	n/a	Asset manager	$61.3M	N	no	n/a
TRUST ADVISORS, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
TREVI GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 26, 2025	$785M	$784M	14	12	0	1	n/a
2023	Mar 26, 2024	$767M	$764M	16	10	0	1	$4.4M
2022	Mar 28, 2023	$591M	$588M	17	10	0	1	$2.2M
2021	Mar 8, 2022	$714M	$713M	17	10	0	1	$0
2020	Mar 26, 2021	$86.0M	$86.0M	13	8	0	n/a	n/a
2019	Mar 20, 2020	$25.1M	$25.1M	11	7	0	n/a	n/a
2018	Mar 22, 2019	$202,064	$202,064	16	7	0	n/a	n/a
2017	Mar 13, 2018	$0	$0	3	2	0	n/a	n/a
2016	Mar 23, 2017	$0	$0	3	2	n/a	n/a	n/a
2015	Mar 30, 2016	$0	$0	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	1	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$785M	$767M	2.2%	$714M	3.2%	14	16	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SHEAFF BROCK INVESTMENT ADVISORS, LLC	2	Sep 12, 2025	May 24, 2024	INDIANAPOLIS, IN	Team lift out	Other	13.3%

Relationships

Affiliated with (8)

← SBAUER FUNDS, LLCRegistered adviserother investment adviser
factForm ADV
← SALZINGER SHEAFF BROCK, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SHEAFF BROCK INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SALZINGER SHEAFF BROCK, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SBAUER FUNDS, LLCRegistered adviserother investment adviser
factForm ADV
→ TRUST ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← SHEAFF BROCK INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TRUST ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ TREVI FUND I LPPrivate fundHedge Fund, IA
Mar 8, 2022 to presentfactForm ADV

Registered with (5)

← Ronald Robert BrockAdvisorregistration: previous registration
Dec 7, 2015 to Oct 13, 2025factForm ADV
← David GilreathAdvisorregistration: previous registration
Oct 28, 2015 to Oct 13, 2025factForm ADV
← JARED TYSON LEEAdvisorregistration: previous registration
May 24, 2024 to Jun 16, 2025factForm ADV
← CHRISTINA ANN JORDANAdvisorregistration: previous registration
Jan 17, 2019 to May 16, 2025factForm ADV
← PETER GORMAN BJELOPETROVICHAdvisorregistration: previous registration
Sep 5, 2021 to Mar 27, 2024factForm ADV

Moved with (1)

← SHEAFF BROCK INVESTMENT ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Sep 12, 2025 to May 24, 2024factForm ADV

Controls (3)

← BROCK, RONALD, ROBERTOwnerOWNER/MANAGING MEMBER, ownership code D, individual
Oct 13, 2015 to Mar 26, 2024factForm ADV
← GILREATH, DAVID, SHEAFFOwnerOWNER/MANAGING MEMBER, ownership code D, individual
Oct 13, 2015 to Mar 26, 2024factForm ADV
← SHEAFF BROCK CAPITAL MANAGEMENT, LLCOwnerHOLDING CO., ownership code E, domestic entity
Oct 13, 2015 to Mar 26, 2024factForm ADV

Owns (1)

← BRUCH, AUDREY, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2017 to Mar 26, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 13, 2025
Advisor changed firm
David Gilreath left Innovative Portfolios Llc for Sellery Portfolio Management, Llc (registered 2015-12-23)
Form ADVobserved 4 days ago
Occurred
Oct 13, 2025
Advisor changed firm
Ronald Robert Brock left Innovative Portfolios Llc for Allworth Financial, L.P. (registered 2025-05-30)
Form ADVobserved 4 days ago
Occurred
Sep 12, 2025
Team lift-out
2 advisors left Sheaff Brock Investment Advisors, LLC (Indianapolis, IN) for Innovative Portfolios LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jun 16, 2025
Advisor changed firm
Jared Tyson Lee left Innovative Portfolios Llc for Allworth Financial, L.P. (registered 2025-05-30)
Form ADVobserved 4 days ago
Occurred
May 16, 2025
Advisor changed firm
Christina Ann Jordan left Innovative Portfolios Llc for Allworth Financial, L.P. (registered 2025-05-30)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Advisor changed firm
Peter Gorman Bjelopetrovich left Innovative Portfolios Llc for Mindset Wealth Management, Llc (registered 2024-03-27)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Innovative Portfolios Llc reported RAUM $767.3M, up 30% from $590.7M (2023-03-28 to 2024-03-26)
Form ADVobserved 4 days ago
$177M
Occurred
Mar 8, 2022
Regulatory AUM changed
Innovative Portfolios Llc reported RAUM $714.3M, up 730% from $86.0M (2021-10-13 to 2022-03-08)
Form ADVobserved 4 days ago
$628M
Occurred
Oct 13, 2015
First Form ADV filing
Innovative Portfolios Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Dec 20, 2025
Innovative Portfolios Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $784.6M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cdd3624-61fd-4549-8eff-77694daeeb44
First observed: Oct 13, 2015
Last observed: Mar 26, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INNOVATIVE PORTFOLIOS LLC

CRD 281382

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4cdd3624-61fd-4549-8eff-77694daeeb44

Data as of Mar 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TREVI FUND I LP

Hedge Fund

$4.4M

Mar 26, 2024

Mar 8, 2022

reported

021-437927

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROCK, RONALD, ROBERT

OWNER/MANAGING MEMBER

yes

11/2011

Oct 13, 2015

Mar 26, 2024

BROCK, RONALD, ROBERT

MANAGING DIRECTOR

yes

08/2015

Oct 13, 2015

Mar 26, 2024

GILREATH, DAVID, SHEAFF

OWNER/MANAGING MEMBER

yes

12/2011

Oct 13, 2015

Mar 26, 2024

GILREATH, DAVID, SHEAFF

MANAGING DIRECTOR

yes

08/2015

Oct 13, 2015

Mar 26, 2024

SHEAFF BROCK CAPITAL MANAGEMENT, LLC

HOLDING CO.

yes

08/2015

Oct 13, 2015

Mar 26, 2024

BRUCH, AUDREY, LYNN

CHIEF COMPLIANCE OFFICER

03/2017

Mar 23, 2017

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHEAFF BROCK INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

SALZINGER SHEAFF BROCK, LLC

n/a

Former SEC adviser

$317M

yes

n/a

SBAUER FUNDS, LLC

n/a

Asset manager

$61.3M

n/a

TRUST ADVISORS, LLC

n/a

Former SEC adviser

yes

n/a

TREVI GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 26, 2025

$785M

$784M

n/a

2023

Mar 26, 2024

$767M

$764M

$4.4M

2022

Mar 28, 2023

$591M

$588M

$2.2M

2021

Mar 8, 2022

$714M

$713M

2020

Mar 26, 2021

$86.0M

n/a

2019

Mar 20, 2020

$25.1M

n/a

2018

Mar 22, 2019

$202,064

n/a

2017

Mar 13, 2018

n/a

2016

Mar 23, 2017

n/a

2015

Mar 30, 2016

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$785M

$767M

2.2%

$714M

3.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SHEAFF BROCK INVESTMENT ADVISORS, LLC

Sep 12, 2025

May 24, 2024

INDIANAPOLIS, IN

Team lift out

Other

13.3%