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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

RYAN MARK CASSIDY

Advisor at LPL FINANCIAL LLC

PETALUMA, CA | SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:48c9930f-c8a1-c5d1-6966-d536be5adf68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 17, 2006
First registration: Feb 20, 2006
Dual registered: yes, broker-dealer
Other names: RYAN MARK PASSIDY
IAPD individual key: 4808069

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 13, 2011	n/a	yes	SAN RAFAEL, CA\|PETALUMA, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Jun 13, 2011	no	SANTA ROSA, CA\|SAN RAFAEL, CA\|PETALUMA, CA\|MILL VALLEY, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 11, 2008	Oct 23, 2009	no	SAN RAFAEL, CA\|PETALUMA, CA\|MILL VALLEY, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Aug 13, 2008	no	SAN RAFAEL, CA\|SAN RAFAEL, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 20, 2006	Apr 2, 2007	no	SAN RAFAEL, CA\|SAN RAFAEL, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jun 13, 2011	Jun 13, 2011	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
MORGAN STANLEY & CO. LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 13, 2008	Aug 11, 2008	-2	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 13, 2011 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Jun 13, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 11, 2008 to Oct 23, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Aug 13, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 20, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.