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Registered advisor
R••• M••• C••••••
Feed of 09/15/2026
Also filed as R••• M••• Passidy
At current firm
15 y
since Jun 13, 2011
In the industry
20 y
since Feb 17, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 13, 2011 · San Rafael, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jun 13, 2011 · Santa Rosa, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 11, 2008 to Oct 23, 2009 · San Rafael, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Aug 13, 2008 · San Rafael, Ca
- M••••• S•••••• D• I••• unclassifiedFeb 20, 2006 to Apr 2, 2007 · San Rafael, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jun 13, 2011, registered Jun 13, 2011 (0 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 13, 2008, registered Aug 11, 2008 (-2 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address