DFX Intelligence

H••••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

H••••••••• C•••••• M••••••••• L••

CRD 134776

NEW YORK, NY

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Search this name across graphsid dfx:ria:48ce3654-09fa-f72f-9522-c10e6d276994

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 89
Dated events: 18
On other graphs: 4
Observed: Mar 30, 2012 to Mar 31, 2026
67 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H••••••••• C•••••• M••••••••• L••

Private equity manager · cited, key cik, key crd, key sfn adviser, shared crd

Allocatorsidentity

H••••••••• C•••••• M••••••••• L••

Manager with allocator commitments · cited, key cik, key crd, key sfn adviser, shared crd

Private Creditidentity

H••••••••• C•••••• M••••••••• L••

Private credit manager · cited, key cik, key crd, key sfn adviser, shared crd

Real Estate Funds

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=4.0
Regulatory AUM: $7.6B••• Locked
Discretionary RAUM: $7.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 60

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••••••• T••••••• C••••• M••••• F•••• L•••	Hedge Fund	$5.5B	Mar 31, 2026	271	Feb 26, 2014	reported	n/a
H••••••••• L•••••••• L••• P••••••• M••••• F••• I••• L•	Hedge Fund	$2.6B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• M•••• D••••	CHIEF OPERATING OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (H••••••••• C•••••• M••••••••• L••)	Na	yes	08/2014	Mar 30, 2016	Jun 28, 2024
H•••••• J••••• K••••	CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR/MEMBER OF THE BOARD OF MANAGERS (H••••••••• C•••••• M••••••••• L••)	Na	yes	03/2020	Mar 30, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J••• M••••• I••••••••• M••••••••• I•••	n/a	Asset manager	$3519B	N	yes	n/a
J••••••• A•••• M••••••••• ••• L••••••	n/a	Asset manager	$484B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.6B	$7.5B	1.2%	$7.0B	2.4%	60	56	0	0

Relationships

showing 80 of 89

Affiliated with (10)

← J••• M••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← J••• M••••• S••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← J••• M••••• P•••••• I••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ J••• M••••• I••••••••• I•••••••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Mar 31, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48ce3654-09fa-f72f-9522-c10e6d276994
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.