DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Highbridge Capital Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 67 filings
SEC status approved since Jul 6, 2005
RAUM
$7.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
60
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$7.6B as of Mar 31, 2026
Mar 30, 2012$22B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)60 as of Mar 31, 2026
Apr 1, 2013307 then
Private funds16 as of Mar 31, 2026
Mar 30, 201255 then
RAUM +1.2% over the last fiscal year+2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $472MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.6B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.6B for 16 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
71 reported on Schedule D 7.B.(1)
All funds of Highbridge Capital Management, LLC
Owners and control persons
Schedule A and B, latest filing
- David Marc Creatore · Chief Operating Officer/Managing Director/Member Of The Board Of Managers (Highbridge Capital Management, LLC)controlsince 08/2014 · owns less than 5%
- Keith Jason Hempel · Co-Chief Investment Officer/Managing Director/Member Of The Board Of Managers (Highbridge Capital Management, LLC)controlsince 03/2020 · owns less than 5%
- Elizabeth Julie Parker · Chief Legal Officer/Managing Director/Member Of The Board Of Managers (Highbridge Capital Management, LLC)controlsince 07/2017 · owns less than 5%
- David Kirk Rule · Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
- Michael Jonathan Segal · Co-Chief Investment Officer/Managing Director/Member Of The Board Of Managers (Highbridge Capital Management, LLC)controlsince 03/2020 · owns less than 5%
Entity owners
- Jpmorgan Asset Management Holdings Inc. · Member (Highbridge Capital Management, LLC)direct · owns 75% or more
- Jpmorgan Chase & Co. · 100% Shareholderindirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
- Jpmorgan Chase Holdings LLC · 100% Shareholderindirect · owns 75% or more of Jpmorgan Asset Management Holdings Inc.
Related persons
Schedule D 7.A
- J.P. Morgan Institutional Investmentsbroker-dealernRAUM $14B
- J.P. Morgan Investment Management Inc.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $3519B
- J.P. Morgan Private Investments Inc.investment adviserbankpooled vehicle sponsornRAUM $470B
- J.P. Morgan Securities LLCbroker-dealerinvestment advisertrust companyLP sponsorCPO or CTAreal estatenRAUM $430B
- J.P. Morgan Securities Plcbroker-dealertrust companyCPO or CTAn
- Jpmorgan Asset Management (Europe) S.A R.L.investment adviserpooled vehicle sponsorn
- Jpmorgan Asset Management (Switzerland) LLCinvestment advisern
- Jpmorgan Asset Management (Uk) Limitedinvestment adviserbankpooled vehicle sponsornRAUM $484B
- Jpmorgan Chase Bank N.A.investment adviserbankpooled vehicle sponsorCPO or CTAn
Advisers that list Highbridge Capital Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 20 to 18Dec 9, 2025 to Mar 31, 2026
- BD registered reps · 5 to 4Dec 9, 2025 to Mar 31, 2026
- Assets in custody · $7.5B to $7.6BDec 9, 2025 to Mar 31, 2026
- Employees · 56 to 60Dec 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.5B to $7.6BDec 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $7.5B to $7.6BDec 9, 2025 to Mar 31, 2026
- RAUM · $7.5B to $7.6BDec 9, 2025 to Mar 31, 2026
- Accounts · 18 to 16Jun 28, 2024 to Apr 10, 2025
- Advisory employees · 17 to 20Jun 28, 2024 to Apr 10, 2025
- Pooled vehicle clients · 18 to 16Jun 28, 2024 to Apr 10, 2025
- Assets in custody · $7.2B to $7.5BJun 28, 2024 to Apr 10, 2025
- Employees · 54 to 56Jun 28, 2024 to Apr 10, 2025
- Financial planning clients · unset to Jun 28, 2024 to Apr 10, 2025
- Private funds · 18 to 16Jun 28, 2024 to Apr 10, 2025
- Discretionary RAUM · $7.2B to $7.5BJun 28, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $7.2B to $7.5BJun 28, 2024 to Apr 10, 2025
- RAUM · $7.2B to $7.5BJun 28, 2024 to Apr 10, 2025
- Accounts · 24 to 18Nov 21, 2023 to Mar 27, 2024
- Advisory employees · 15 to 17Nov 21, 2023 to Mar 27, 2024
- Pooled vehicle clients · 24 to 18Nov 21, 2023 to Mar 27, 2024
- Assets in custody · $7.0B to $7.2BNov 21, 2023 to Mar 27, 2024
- Employees · 49 to 54Nov 21, 2023 to Mar 27, 2024
- Private funds · 25 to 18Nov 21, 2023 to Mar 27, 2024
- Discretionary RAUM · $7.0B to $7.2BNov 21, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $7.0B to $7.2BNov 21, 2023 to Mar 27, 2024
- RAUM · $7.0B to $7.2BNov 21, 2023 to Mar 27, 2024
- Private funds · 23 to 25May 12, 2023 to Nov 21, 2023
- Advisory employees · 14 to 15Nov 4, 2022 to Mar 30, 2023
- Assets in custody · $7.9B to $7.0BNov 4, 2022 to Mar 30, 2023
- Employees · 46 to 49Nov 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $7.9B to $7.0BNov 4, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $7.9B to $7.0BNov 4, 2022 to Mar 30, 2023
- RAUM · $7.9B to $7.0BNov 4, 2022 to Mar 30, 2023
- Advisory employees · 12 to 14Mar 30, 2021 to Mar 31, 2022
- Assets in custody · unset to 7919028894.0Mar 30, 2021 to Mar 31, 2022
- Custody of client assets · false to trueMar 30, 2021 to Mar 31, 2022
- Employees · 40 to 46Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $6.4B to $7.9BMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $6.4B to $7.9BMar 30, 2021 to Mar 31, 2022
- RAUM · $6.4B to $7.9BMar 30, 2021 to Mar 31, 2022
Signals
14 dated events
- Renee Emily Stroebel (Chief Risk Officer/Executive Director) no longer on Schedule A of Highbridge Capital Management, Llc (listed 2024-03-27, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- L John Oliva (Managing Director/Member Of The Board Of Managers (Highbridge Capital Management, Llc)) no longer on Schedule A of Highbridge Capital Management, Llc (listed 2022-03-31, absent 2022-04-18)Apr 18, 2022 · Control person left · inference
- Highbridge Capital Management, Llc reported RAUM $6.4B, up 119% from $2.9B (2021-02-17 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Renee Emily Stroebel (Chief Risk Officer/Executive Director) appeared on Schedule A of Highbridge Capital Management, LlcFeb 17, 2021 · Control person joined · fact
- James Richard Cresswell (Chief Risk Officer/Executive Director) no longer on Schedule A of Highbridge Capital Management, Llc (listed 2020-11-27, absent 2021-02-17)Feb 17, 2021 · Control person left · inference
- David Kirk Rule (Chief Compliance Officer) appeared on Schedule A of Highbridge Capital Management, LlcAug 27, 2020 · Control person joined · fact
- Highbridge Capital Management, Llc reported RAUM $2.9B, down 60% from $7.3B (2020-01-02 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Adam Blair Salveson (Chief Financial Officer (Management Company)/Managing Director/Member - Board Of Managers (Highbridge Capital Management, Llc)) no longer on Schedule A of Highbridge Capital Management, Llc (listed 2020-01-02, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Keith Jason Hempel (Co-Portfolio Manager) appeared on Schedule A of Highbridge Capital Management, LlcMar 30, 2020 · Control person joined · fact
- Michael Jonathan Segal (Co-Portfolio Manager) appeared on Schedule A of Highbridge Capital Management, LlcMar 30, 2020 · Control person joined · fact
- James Richard Cresswell (Chief Risk Officer/Executive Director) appeared on Schedule A of Highbridge Capital Management, LlcOct 31, 2019 · Control person joined · fact
- Franklin Max Roberts (Chief Risk Officer/Managing Director (Highbridge Capital Management, Llc)) no longer on Schedule A of Highbridge Capital Management, Llc (listed 2019-07-18, absent 2019-10-31)Oct 31, 2019 · Control person left · inference
- Joseph Mark Vanacore (Chief Investment Officer/Managing Director (Highbridge Capital Management, Llc)) no longer on Schedule A of Highbridge Capital Management, Llc (listed 2019-07-18, absent 2019-10-31)Oct 31, 2019 · Control person left · inference
- Bryan Christopher Hayward (Managing Partner/Member Of The Board Of Managers (Highbridge Capital Management, Llc)) no longer on Schedule A of Highbridge Capital Management, Llc (listed 2019-03-30, absent 2019-05-31)May 31, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Highbridge Capital Management, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- HIGHBRIDGE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-287-2500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Highbridge Capital Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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