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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

JEROLD KEITH JOHNSON

Advisor at LPL FINANCIAL LLC

OCALA, FL

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Search this name across graphsid dfx:ria:48d61399-5ed7-e760-e23d-041859a419d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 4, 2008
First registration: Aug 11, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5548047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 16, 2025	n/a	yes	OCALA, FL	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Sep 19, 2022	May 15, 2025	no	SAN DIEGO, CA\|Ocala, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	Sep 23, 2022	no	Battle Creek, MI	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jul 31, 2015	May 18, 2022	no	KALAMAZOO, MI\|PARCHMENT, MI\|Portage, MI\|Kalamazoo, MI\|Mattawan, MI\|Kalamazoo, MI\|Battle Creek, MI\|Battle Creek, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 5, 2014	Mar 27, 2015	no	BATTLE CREEK, MI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 11, 2008	Apr 8, 2014	no	TAMPA, FL\|Portage, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 16, 2025	1	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Sep 23, 2022	Sep 19, 2022	-4	Firm change	RIA to ibd
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
J.P. MORGAN SECURITIES LLC	CUNA BROKERAGE SERVICES, INC.	Mar 27, 2015	Jul 31, 2015	126	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	J.P. MORGAN SECURITIES LLC	Apr 8, 2014	May 5, 2014	27	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 18, 2022 to Sep 23, 2022factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Sep 19, 2022 to May 15, 2025factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jul 31, 2015 to May 18, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 5, 2014 to Mar 27, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 11, 2008 to Apr 8, 2014factForm ADV

Dated events

Occurred
Sep 23, 2022
Advisor changed firm
Jerold Keith Johnson left Lpl Financial Llc for Cuso Financial Services, L.P. (registered 2022-09-19)
Form ADVobserved 4 days ago