RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• K•••• J••••••
- L•• F•••••••• L•• BD affiliated currentsince May 16, 2025 · Ocala, Fl
- C••• F•••••••• S•••••••• L••• formerSep 19, 2022 to May 15, 2025 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Sep 23, 2022 · Battle Creek, Mi
- C••• B•••••••• S•••••••• I••• formerJul 31, 2015 to May 18, 2022 · Kalamazoo, Mi
- J••• M••••• S••••••••• L•• wirehouseMay 5, 2014 to Mar 27, 2015 · Battle Creek, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 11, 2008 to Apr 8, 2014 · Tampa, Fl
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 16, 2025 (1 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to C••• F•••••••• S•••••••• L•••left Sep 23, 2022, registered Sep 19, 2022 (-4 days) · RIA to affiliated broker-dealer or bank
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••• B•••••••• S•••••••• I•••left Mar 27, 2015, registered Jul 31, 2015 (126 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Apr 8, 2014, registered May 5, 2014 (27 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• K•••• J•••••• left L•• F•••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2022-09-19)Sep 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address