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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Fort Myers, FL | Boca Raton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 11, 2025 | n/a | yes | Fort Myers, FL|Boca Raton, FL | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Aug 15, 2025 | no | MIAMI, FL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 7, 2023 | Nov 14, 2024 | no | Miami, FL|Miami, FL | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Apr 21, 2022 | Mar 9, 2023 | no | NEW YORK, NY|CORAL GABLES, FL|MIAMI, FL | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 10, 2018 | Mar 14, 2022 | no | New York, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 16, 2015 | Apr 11, 2018 | no | NEW YORK, NY|NEW CITY, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 29, 2012 | Apr 17, 2015 | no | NEW YORK, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 11, 2008 | Jul 2, 2012 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 15, 2025 | Aug 11, 2025 | -4 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | PRUCO SECURITIES, LLC | Mar 9, 2023 | Aug 7, 2023 | 151 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Mar 14, 2022 | Apr 21, 2022 | 38 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | MML INVESTORS SERVICES, LLC | Apr 11, 2018 | Apr 10, 2018 | -1 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 17, 2015 | Apr 16, 2015 | -1 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 2, 2012 | Jun 29, 2012 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:10409:NY:2018-04-10 | Apr 11, 2018 | Apr 10, 2018 | NEW CITY, NY | Firm change |