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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DAVID MATTHEW WESKE

Advisor at VOYA INVESTMENT MANAGEMENT CO. LLC

NEW YORK, NY | Slinger, WI

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Search this name across graphsid dfx:ria:48dceadd-1d28-c20a-3577-2e3eaa1691c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA INVESTMENT MANAGEMENT CO. LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 19
Exams: S66
First exam: Aug 20, 2007
First registration: Sep 18, 2007
Dual registered: yes, broker-dealer
Other names: DAVID WESKE
IAPD individual key: 5345300

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Mar 30, 2020	n/a	yes	NEW YORK, NY\|Slinger, WI	Current employment
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Dec 22, 2016	Jan 15, 2020	no	Menomonee Falls, WI	Previous registration
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Jul 14, 2010	Dec 31, 2014	no	MENOMONEE FALLS, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Oct 1, 2009	Jul 8, 2010	no	CEDARBURG, WI	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 18, 2007	Jun 2, 2008	no	WAUWATOSA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSPRING FUNDS MANAGEMENT, LLC	VOYA INVESTMENT MANAGEMENT CO. LLC	Jan 15, 2020	Mar 30, 2020	75	Firm change	Other
BMO HARRIS FINANCIAL ADVISORS, INC	ALLSPRING FUNDS MANAGEMENT, LLC	Jul 8, 2010	Jul 14, 2010	6	Firm change	Other
MORGAN STANLEY & CO. LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Jun 2, 2008	Oct 1, 2009	486	Firm change after gap	Other

Relationships

Registered with (4)

→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: current employment
Mar 30, 2020 to presentfactForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 22, 2016 to Jan 15, 2020factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Oct 1, 2009 to Jul 8, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 18, 2007 to Jun 2, 2008factForm ADV

Dated events

No dated event names this entity yet.