RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• W••••
- V••• I••••••••• M••••••••• C•• L•• asset manager currentsince Mar 30, 2020 · New York, Ny
- A•••••••• F•••• M••••••••• L•• asset managerDec 22, 2016 to Jan 15, 2020 · Menomonee Falls, Wi
- A•••••••• F•••• M••••••••• L•• asset managerJul 14, 2010 to Dec 31, 2014 · Menomonee Falls, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerOct 1, 2009 to Jul 8, 2010 · Cedarburg, Wi
- M••••• S•••••• • C•• L•• unclassifiedSep 18, 2007 to Jun 2, 2008 · Wauwatosa, Wi
- A•••••••• F•••• M••••••••• L•• to V••• I••••••••• M••••••••• C•• L••left Jan 15, 2020, registered Mar 30, 2020 (75 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to A•••••••• F•••• M••••••••• L••left Jul 8, 2010, registered Jul 14, 2010 (6 days) · Other
- M••••• S•••••• • C•• L•• to B•• H••••• F•••••••• A•••••••• I••left Jun 2, 2008, registered Oct 1, 2009 (486 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address