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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JERRY ALLEN ROMJUE

Advisor at CETERA INVESTMENT ADVISERS LLC

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:48e90237-e785-4c2b-3d4d-c4640cd5e835

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 22, 2010
First registration: Feb 15, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5881932

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	n/a	yes	INDIANAPOLIS, IN	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Oct 21, 2014	Nov 12, 2020	no	INDIANAPOLIS, IN	Previous registration
OGILVIE SECURITY ADVISORS CORP	Former SEC adviser	Feb 29, 2012	Oct 24, 2012	no	INDIANAPOLIS, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 15, 2011	Apr 27, 2011	no	LAFAYETTE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
OGILVIE SECURITY ADVISORS CORP	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 24, 2012	Oct 21, 2014	727	Firm change after gap	Other
WELLS FARGO ADVISORS	OGILVIE SECURITY ADVISORS CORP	Apr 27, 2011	Feb 29, 2012	308	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 21, 2014 to Nov 12, 2020factForm ADV
→ OGILVIE SECURITY ADVISORS CORPRegistered adviserregistration: previous registration
Feb 29, 2012 to Oct 24, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 15, 2011 to Apr 27, 2011factForm ADV

Dated events

No dated event names this entity yet.